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Violation Tracker UK Individual Case

Company: Attwood & Co
Company City/Town: Dudley
Company Nation/Region: England
Penalty: £5,000
Year: 2018
Date: 26 April, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: LLP breached Section 102(d) of the Sarbanes-Oxley Act 2002 and Public Company Accounting Oversight Board Rule 2003, in that it failed to file a Special Report on a Form 3 with the Public Company Accounting Oversight Board disclosing that it had entered into a disciplinary consent order with ICAEW.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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