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Violation Tracker UK Individual Case

Company: AEL Partners LLP
Company City/Town: London
Company Nation/Region: England
Penalty: £7,138
Year: 2018
Date: 9 October, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of AEL Partners LLP of London, United Kingdom, the Investigation Committee made an order that the firm be severely reprimanded, fined £4,900 and pay costs of 2,238 with respect to a complaint that it failed to comply with the Clients' Money Regulations.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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