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Violation Tracker UK Individual Case

Company: Hatfield & John Ltd
Company City/Town: Aberaeron
Company Nation/Region: Wales
Penalty: £2,230
Year: 2018
Date: 13 September, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Hatfield & John Ltd of 1 North Road, Aberaeron, Dyfed, SA46 0JD, the Investigation Committee made an order that the firm be reprimanded, fined £1,000 and pay costs of £1,230 with respect to a complaint that following a QAD visit it confirmed that: We have downloaded Clients due diligence review forms and will arrange for these to be completed as assignments are conducted but at a subsequent visit it was found this matter had not been addressed.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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