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Violation Tracker UK Individual Case

Company: Ridehalgh Limited
Company City/Town: Blackburn
Company Nation/Region: England
Penalty: £3,300
Year: 2018
Date: 4 June, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Ridehalgh Limited,Guardian House, 42 Preston New Road, Lancashire, BB2 6AH, has agreed to pay a regulatory penalty of £3,300, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.01 in that a person in a position to influence the conduct and outcome of the audit acted as executor of an estate that held a financial interest in an audit client that was material to the estate.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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