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Violation Tracker UK Individual Case

Company: Moore Kingston Smith LLP
Company City/Town: London
Company Nation/Region: England
Penalty: £4,218
Year: 2018
Date: 22 January, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Kingston Smith LLP of Devonshire House, 60 Goswell Road,LondonEC1M 7AD, the Investigation Committee made an order that the firm be reprimanded, fined £2,650 and pay costs of £1,568 with respect to a complaint that: Between 26 September 2013 and 7 August 2014, Kingston Smith LLP breached Section 102(d) of the Sarbanes-Oxley Act 2002 and Public Company Accounting Oversight Board Rule 2003, in that it failed to file a Special Report on a Form 3 with the Public Company Accounting Oversight Board disclosing that it had entered into a disciplinary consent order with ICAEW.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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