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Violation Tracker UK Individual Case

Company: Michael J Dodden & Co
Company City/Town: Bridgwater
Company Nation/Region: England
Penalty: £7,443
Year: 2018
Date: 13 September, 2018
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of Michael J Dodden & Co of 34 North Street, Bridgwater, TA6 3YD the Investigation Committee made an order that the firm be severely reprimanded, fined £6,000 and pay costs of £1,443 with respect to a complaint that it failed to comply with the Money Laundering Regulations.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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