Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Bracken Rothwell Limited
Company City/Town: St. Helier
Company Nation/Region: England
Penalty: £4,350
Year: 2018
Date: 9 February, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Bracken Rothwell Limited,2nd Floor, The Le Gallais Building, 54 Bath Street, St Helier, Jersey, JE1 1FW, has agreed to pay a regulatory penalty of £4,350, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of Rules 2.09, 3.10 and 6.06 of the Crown Dependency Audit Rules and Guidance for: 1. failing to notify ICAEW of its appointment as auditor of a Market Traded Company audit client; and 2. failing to comply with an undertaking to conduct engagement quality control reviews of the 2014-2016 audits of a Market Traded Company audit client.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)