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Violation Tracker UK Individual Case

Company: AEL Markhams Ltd
Company City/Town: London
Company Nation/Region: England
Penalty: £2,610
Year: 2018
Date: 9 October, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of AEL Markhams Ltd(formerly AEL Accountancy Limited) of London, United Kingdom, the Investigation Committee made an order thatthe firm be reprimanded, fined £1,400 and pay costs of £1,210 with respect to a complaint that: Between 8 May 2015 and 12 March 2018, AEL Markhams Ltd (formerly AEL Accountancy Limited) failed to comply with regulation 10 of the Clients' Money Regulations in that on 21 occasions the firm did not pay Clients' money or mixed monies immediately into a client bank account
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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