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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010£5,860,158,243
Number of Cases: 689
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2018UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
Friends LifeAviva PLCpension plan violation2017UK-TPO£0
AJ Bell and Legal & General Assurance SocietyAJ Bell PLCpension plan violation2017UK-TPO£0
AJ Bell LtdAJ Bell PLCpension plan violation2017UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0
Barclays BankBarclayspension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£0
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2016UK-TPO£0
Prudential Assurance Company LimitedM&G PLCpension plan violation2015UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Friends LifeAviva PLCpension plan violation2014UK-TPO£0
Friends Life LimitedAviva PLCpension plan violation2014UK-TPO£0
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2014UK-TPO£0
PrudentialPrudential PLCpension plan violation2014UK-TPO£0
Zurich Assurance LtdZurich Insurancepension plan violation2013UK-TPO£0
Towers WatsonWillis Towers Watsonpension plan violation2013UK-TPO£0
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£0
Aviva Life Services UK LtdAviva PLCpension plan violation2010UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£0
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2013UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Parley Court Solar Park LtdThe Renewables Infrastructure Groupenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2016UK-EA£0
Southern Water Service Ltd Registered CompanyMacquarieenvironmental violation2018UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2020UK-EA£0
Southern Water Services Ltd Registered CompanyMacquarieenvironmental violation2021UK-EA£0
Southern Water Service LimitedMacquarieenvironmental violation2021UK-EA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
NewDay Ltd.NewDay Limitedconsumer protection violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
East Kent Road Car Company LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£0
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£0
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2022UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Northern Bank Limited dba Danske BankDanske Bankconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2022UK-CMA£0
NewDay LimitedNewDay Limitedconsumer protection violation2022UK-CMA£0
Southern WaterMacquariewater services violation2022UK-OFWAT£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2023UK-CMA£0
Citigroup Global Markets LimitedCitigroupprice-fixing or anti-competitive practices2023UK-CMA£0
Southern WaterMacquariewater pollution violation2023UK-DWI£0
Southern WaterMacquariewater pollution violation2022UK-DWI£0
Southern WaterMacquariewater pollution violation2021UK-DWI£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2023UK-CMA£0
TSB Bank plcBanco de Sabadellconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2023UK-CMA£0
Co-operative BankCo-operative Bankconsumer protection violation2023UK-CMA£0
Buck Consultants LimitedArthur J. Gallagher & Co.labour standards violation2022UK-EHRC£0