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Violation Tracker UK Parent Company Summary

Parent Company Name: Hargreaves Lansdown PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: investment services
Penalty total since 2010£750
Number of cases: 3
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
employment-related offences£7503
Top Offence TypesPenalty TotalNumber of Cases
pension plan violation£7503
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
Hargreaves Lansdown Asset Management Limitedpension plan violation2018UK-TPO£500
Hargreaves Lansdown Asset Management Limitedpension plan violation2020UK-TPO£250
Hargreaves Lansdown Asset Management Limitedpension plan violation2016UK-TPO£0