Violation Tracker UK Individual Case

Company: AJ Bell Ltd
Current Parent Company: AJ Bell PLC
Penalty: £0
Year: 2017
Date: 16 May, 2017
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Transfers: general
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: investor services
Source of Data: (click here)