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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,703,659,075
Number of Cases: 588
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
NatWest Group PLC£703,562,89529
Barclays£535,912,70426
Lloyds Banking Group£468,009,03343
UBS£460,563,4005
JPMorgan Chase£397,317,4475
Deutsche Bank£395,435,0244
Credit Suisse£302,327,3765
HSBC£298,838,55516
Citigroup£282,197,5625
Glencore£280,965,0922

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon .
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
AvivaAviva PLCpension plan violation2016UK-TPO£1,990
Barclays Bank UK plc and Barclays Bank plcBarclaysbanking violation2019UK-CMA£1,910
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,689
AON HewitAonpension plan violation2015UK-TPO£1,570
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
AegonAegonpension plan violation2014UK-TPO£1,425
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
AegonAegonpension plan violation2016UK-TPO£1,199
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£1,033
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Trustees of the Aviva Staff Pension SchemeAviva PLCpension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
St James's Place Wealth ManagementSt. James's Place PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Allianz Pension Fund Trustees LimitedAllianzpension plan violation2019UK-TPO£1,000
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2018UK-TPO£1,000
AvivaAviva PLCpension plan violation2017UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2017UK-TPO£1,000
Friends Life LimitedAviva PLCpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Barclays Wealth ManagementBarclayspension plan violation2016UK-TPO£1,000
AJ Bell Management LtdAJ Bell PLCpension plan violation2016UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
Standard LifePhoenix Group Holdings PLCpension plan violation2012UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2016UK-TPO£950
Scottish Widows plcLloyds Banking Grouppension plan violation2013UK-TPO£910
Friends LifeAviva PLCpension plan violation2014UK-TPO£900
Aviva Life Services UK LimitedAviva PLCpension plan violation2011UK-TPO£900
Aon Hewitt LtdAonpension plan violation2014UK-TPO£800
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Standard LifePhoenix Group Holdings PLCpension plan violation2017UK-TPO£750
Barclays Stockbrokers LimitedBarclayspension plan violation2016UK-TPO£750
Towers Watson LimitedWillis Towers Watsonpension plan violation2015UK-TPO£750
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£743
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£730
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£712
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Suez Recycling and Recovery Kirklees LimitedMacquarielabour standards violation2019UK-ET£697
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£647
AvivaAviva PLCpension plan violation2019UK-TPO£600
Pearson Jones and Company (Trustees) LtdAbrdn PLCpension plan violation2017UK-TPR£600
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£583
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
Countrywide Assured Trustee Company LtdChesnara PLCpension plan violation2019UK-TPR£522
PrudentialPrudential PLCpension plan violation2011UK-TPO£520
The Societe Generale Pension PlanSociete Generalepension plan violation2018UK-TPR£504
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2020UK-TPO£500
PrudentialPrudential PLCpension plan violation2019UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£500
Phoenix Life (Phoenix)Phoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Phoenix Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Legal & General Assurance Society LimitedLegal & General Group PLCpension plan violation2019UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2018UK-TPO£500
Friends LifeAviva PLCpension plan violation2018UK-TPO£500
AvivaAviva PLCpension plan violation2018UK-TPO£500
Alliance TrustAlliance Trust PLCpension plan violation2018UK-TPO£500
Royal London GroupRoyal London Mutual Insurancepension plan violation2018UK-TPO£500
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2018UK-TPO£500
AJ Bell Investcentre (owned by AJ Bell Limited)AJ Bell PLCpension plan violation2018UK-TPO£500
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2018UK-TPO£500
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£500
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2017UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£500
Friends LifeAviva PLCpension plan violation2017UK-TPO£500