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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893
The Co-Operative Bank PLCCo-operative Banklabour standards violation2019UK-ET£4,775
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
Greater Manchester Buses South Ltd T/a Stagecoach ManchesterDeutsche Banklabour standards violation2022UK-ET£4,306
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
Standard LifePhoenix Group Holdings PLCpension plan violation2015UK-TPO£3,395
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£3,278
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£3,148
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
Barclays PLCBarclaysenvironmental violation2020UK-EA£3,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£3,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
PrudentialPrudential PLCpension plan violation2017UK-TPO£2,727
The Royal London Mutual Insurance Society LtdRoyal London Mutual Insurancepension plan violation2011UK-TPO£2,700
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,401
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
Friends Life Services LimitedAviva PLCpension plan violation2014UK-TPO£2,300
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
Connells Residential dba Connells Estate AgentsSkipton Building Societylabour standards violation2016UK-BEIS£2,049
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
The Law Debenture Pension Trust CorporationLaw Debenture Corporation PLCpension plan violation2017UK-TPR£2,000
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Northern Bank LtdDanske Bankconsumer protection violation2019UK-ECNI£2,000
AvivaAviva PLCpension plan violation2016UK-TPO£1,990
Barclays Bank UK plc and Barclays Bank plcBarclaysbanking violation2019UK-CMA£1,910
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,689
AON HewitAonpension plan violation2015UK-TPO£1,570
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
AegonAegonpension plan violation2014UK-TPO£1,425
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
Swiss Re Corporate Solutions Services LtdSwiss Relabour standards violation2023UK-ET£1,287
AegonAegonpension plan violation2016UK-TPO£1,199
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£1,033
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Trustees of the Aviva Staff Pension SchemeAviva PLCpension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
St James's Place Wealth ManagementSt. James's Place PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Allianz Pension Fund Trustees LimitedAllianzpension plan violation2019UK-TPO£1,000
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2018UK-TPO£1,000
AvivaAviva PLCpension plan violation2017UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2017UK-TPO£1,000
Friends Life LimitedAviva PLCpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Barclays Wealth ManagementBarclayspension plan violation2016UK-TPO£1,000
AJ Bell Management LtdAJ Bell PLCpension plan violation2016UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
Standard LifePhoenix Group Holdings PLCpension plan violation2012UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2016UK-TPO£950
BNP Paribas Real Estate Advisory & Property Management UK LimitedBNP Paribaslabour standards violation2023UK-BEIS£933
Scottish Widows plcLloyds Banking Grouppension plan violation2013UK-TPO£910
Friends LifeAviva PLCpension plan violation2014UK-TPO£900
Aviva Life Services UK LimitedAviva PLCpension plan violation2011UK-TPO£900
Aon Hewitt LtdAonpension plan violation2014UK-TPO£800
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Standard LifePhoenix Group Holdings PLCpension plan violation2017UK-TPO£750
Barclays Stockbrokers LimitedBarclayspension plan violation2016UK-TPO£750
Towers Watson LimitedWillis Towers Watsonpension plan violation2015UK-TPO£750
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£743
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£730
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£712
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711