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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010£5,860,158,243
Number of Cases: 689
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£647
Drax Generation Enterprise LimitedVitolenvironmental violation2019UK-SEPA£600
Drax Generation Enterprise LimitedVitolenvironmental violation2019UK-SEPA£600
AvivaAviva PLCpension plan violation2019UK-TPO£600
Pearson Jones and Company (Trustees) LtdAbrdn PLCpension plan violation2017UK-TPR£600
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£583
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
Countrywide Assured Trustee Company LtdChesnara PLCpension plan violation2019UK-TPR£522
PrudentialPrudential PLCpension plan violation2011UK-TPO£520
The Societe Generale Pension PlanSociete Generalepension plan violation2018UK-TPR£504
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Scottish WidowsLloyds Banking Grouppension plan violation2023UK-TPO£500
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2020UK-TPO£500
PrudentialPrudential PLCpension plan violation2019UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£500
Phoenix Life (Phoenix)Phoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Phoenix Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Legal & General Assurance Society LimitedLegal & General Group PLCpension plan violation2019UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2018UK-TPO£500
Friends LifeAviva PLCpension plan violation2018UK-TPO£500
AvivaAviva PLCpension plan violation2018UK-TPO£500
Alliance TrustAlliance Trust PLCpension plan violation2018UK-TPO£500
Royal London GroupRoyal London Mutual Insurancepension plan violation2018UK-TPO£500
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2018UK-TPO£500
AJ Bell Investcentre (owned by AJ Bell Limited)AJ Bell PLCpension plan violation2018UK-TPO£500
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2018UK-TPO£500
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£500
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2017UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£500
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
ReAssure Ltd (ReAssure)Phoenix Group Holdings PLCpension plan violation2017UK-TPO£500
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2017UK-TPO£500
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
National Australia BankNational Australia Bankpension plan violation2017UK-TPO£500
Lloyds Banking GroupLloyds Banking Grouppension plan violation2017UK-TPO£500
PrudentialPrudential PLCpension plan violation2016UK-TPO£500
Royal LondonRoyal London Mutual Insurancepension plan violation2016UK-TPO£500
Scottish Widows plcLloyds Banking Grouppension plan violation2016UK-TPO£500
AllianzAllianzpension plan violation2016UK-TPO£500
Abbey LifePhoenix Group Holdings PLCpension plan violation2014UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2013UK-TPO£500
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2012UK-TPO£500
Scottish LifeRoyal London Mutual Insurancepension plan violation2011UK-TPO£500
Prudential Assurance Company LtdM&G PLCpension plan violation2011UK-TPO£500
Direct Line Group Services Pension Scheme (1993)Direct Line Insurance Group PLCpension plan violation2020UK-TPR£500
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
The Prudential Assurance Company LimitedM&G PLCpension plan violation2011UK-TPO£483
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
JLT Benefit SolutionsMarsh & McLennanpension plan violation2014UK-TPO£400
Royal London Group (Scottish Life)Royal London Mutual Insurancepension plan violation2013UK-TPO£400
Mercer Ltd.Marsh & McLennanpension plan violation2013UK-TPO£350
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£350
Royal Bank of Scotland GroupNatWest Group PLCpension plan violation2011UK-TPO£350
Aegon Scottish EquitableAegonpension plan violation2011UK-TPO£350
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2016UK-TPO£300
Aviva Staff Trustee LimitedAviva PLCpension plan violation2016UK-TPO£300
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£300
The Royal London Mutual Insurance SocietyRoyal London Mutual Insurancepension plan violation2013UK-TPO£300
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2013UK-TPO£300
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Aon Hewitt LimitedAonpension plan violation2018UK-TPO£250
PrudentialPrudential PLCpension plan violation2018UK-TPO£250
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£250
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Aon HewittAonpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£250
BlackRock Pensions LimitedBlackRockpension plan violation2011UK-TPO£250
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2010UK-TPO£250
Sun Life Financial of CanadaSun Life Financialpension plan violation2010UK-TPO£250
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
AEGONAegonpension plan violation2014UK-TPO£200
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Friends Life WL LimitedAviva PLCpension plan violation2013UK-TPO£200
Stagecoach North EastDeutsche Bankpension plan violation2012UK-TPO£200
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
Sun Life Financial of CanadaSun Life Financialpension plan violation2013UK-TPO£150
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
Aon HewittAonpension plan violation2012UK-TPO£112
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
AegonAegonpension plan violation2018UK-TPO£100
AegonAegonpension plan violation2016UK-TPO£100