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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,703,659,075
Number of Cases: 588
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
NatWest Group PLC£703,562,89529
Barclays£535,912,70426
Lloyds Banking Group£468,009,03343
UBS£460,563,4005
JPMorgan Chase£397,317,4475
Deutsche Bank£395,435,0244
Credit Suisse£302,327,3765
HSBC£298,838,55516
Citigroup£282,197,5625
Glencore£280,965,0922

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon .
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
ReAssure Ltd (ReAssure)Phoenix Group Holdings PLCpension plan violation2017UK-TPO£500
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2017UK-TPO£500
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
National Australia BankNational Australia Bankpension plan violation2017UK-TPO£500
Lloyds Banking GroupLloyds Banking Grouppension plan violation2017UK-TPO£500
PrudentialPrudential PLCpension plan violation2016UK-TPO£500
Royal LondonRoyal London Mutual Insurancepension plan violation2016UK-TPO£500
Scottish Widows plcLloyds Banking Grouppension plan violation2016UK-TPO£500
AllianzAllianzpension plan violation2016UK-TPO£500
Abbey LifePhoenix Group Holdings PLCpension plan violation2014UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2013UK-TPO£500
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2012UK-TPO£500
Scottish LifeRoyal London Mutual Insurancepension plan violation2011UK-TPO£500
Prudential Assurance Company LtdM&G PLCpension plan violation2011UK-TPO£500
Direct Line Group Services Pension Scheme (1993)Direct Line Insurance Group PLCpension plan violation2020UK-TPR£500
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
The Prudential Assurance Company LimitedM&G PLCpension plan violation2011UK-TPO£483
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
JLT Benefit SolutionsMarsh & McLennanpension plan violation2014UK-TPO£400
Royal London Group (Scottish Life)Royal London Mutual Insurancepension plan violation2013UK-TPO£400
Mercer Ltd.Marsh & McLennanpension plan violation2013UK-TPO£350
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£350
Royal Bank of Scotland GroupNatWest Group PLCpension plan violation2011UK-TPO£350
Aegon Scottish EquitableAegonpension plan violation2011UK-TPO£350
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2016UK-TPO£300
Aviva Staff Trustee LimitedAviva PLCpension plan violation2016UK-TPO£300
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£300
The Royal London Mutual Insurance SocietyRoyal London Mutual Insurancepension plan violation2013UK-TPO£300
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2013UK-TPO£300
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Aon Hewitt LimitedAonpension plan violation2018UK-TPO£250
PrudentialPrudential PLCpension plan violation2018UK-TPO£250
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£250
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Aon HewittAonpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£250
BlackRock Pensions LimitedBlackRockpension plan violation2011UK-TPO£250
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2010UK-TPO£250
Sun Life Financial of CanadaSun Life Financialpension plan violation2010UK-TPO£250
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
AEGONAegonpension plan violation2014UK-TPO£200
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Friends Life WL LimitedAviva PLCpension plan violation2013UK-TPO£200
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
Sun Life Financial of CanadaSun Life Financialpension plan violation2013UK-TPO£150
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
Aon HewittAonpension plan violation2012UK-TPO£112
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
AegonAegonpension plan violation2018UK-TPO£100
AegonAegonpension plan violation2016UK-TPO£100
Fidelity InvestmentsFidelity Investmentspension plan violation2015UK-TPO£100
Towers WatsonWillis Towers Watsonpension plan violation2015UK-TPO£100
Friends LifeAviva PLCpension plan violation2015UK-TPO£100
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
AXA WealthPhoenix Group Holdings PLCpension plan violation2015UK-TPO£50
St James' Place Wealth ManagementSt. James's Place PLCpension plan violation2015UK-TPO£50
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Suez Recycling and Recovery UK LtdMacquarieworkplace safety or health violation2021UK-HSE£0
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2020UK-CMA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2020UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2018UK-CMA£0
Barclays Bank UK plcBarclaysinsurance violation2018UK-CMA£0
Suez Recycling and Recovery UK LtdMacquarieworkplace safety or health violation2018UK-HSE£0
AvivaAviva PLCinsurance violation2017UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2017UK-CMA£0
Santander UK plcBanco Santanderinsurance violation2016UK-CMA£0
Suez Recycling and Recovery UK LtdMacquarieworkplace safety or health violation2018UK-HSE£0
Barclays Bank UK plcBarclaysinsurance violation2016UK-CMA£0
BNP Paribas Real Estate Advisory & Property ManageBNP Paribasworkplace safety or health violation2017UK-HSE£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksbanking violation2014UK-CMA£0
HSBC Bank plcHSBCbanking violation2014UK-CMA£0
Suez Recycling and Recovery UK LtdMacquarieworkplace safety or health violation2017UK-HSE£0
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0