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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£37,067
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£36,998
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£35,000
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Southern WaterMacquarieenvironmental violation2010UK-DWI£31,447
Neovia Logistics Services (UK) LimitedGoldman Sachslabour standards violation2017UK-ET£30,000
BNP Paribas Real Estate Advisory and Property Management UK LimitedBNP Paribasenvironmental violation2019UK-EA£30,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£28,123
Southern WaterMacquarieenvironmental violation2012UK-DWI£26,498
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
Southern Water Services LimitedMacquarieenvironmental violation2019UK-EA£25,000
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
American International GroupAmerican International Groupenvironmental violation2016UK-EA£24,076
Southern Water Services LtdMacquarieenvironmental violation2016UK-EA£24,000
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£20,870
Metro BankMetro Bank PLCconsumer protection violation2022UK-CMA£20,773
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£20,000
Credit Suisse Services, AGUBSlabour standards violation2021UK-ET£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
AegonAegonpension plan violation2011UK-TPO£19,861
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
Newday Cards LimitedNewDay Limitedlabour standards violation2019UK-ET£18,599
Bank of IrelandBank of Irelandlabour standards violation2021UK-ECNI£18,483
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
Connells ResidentialSkipton Building Societylabour standards violation2024UK-BEIS£17,087
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
Allianz Engineering Inspection Services LtdAllianzworkplace safety or health violation2010UK-HSE£14,232
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£14,000
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
East London Bus & Coach Company LtdDeutsche Banklabour standards violation2022UK-ET£13,668
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£12,706
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,649
AegonAegonpension plan violation2013UK-TPO£11,598
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AegonAegonpension plan violation2012UK-TPO£10,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£10,000
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
International Automotive Components Group LimitedInvescoworkplace safety or health violation2014UK-HSE£9,310
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£8,353
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£8,000
CALA HOMES (MIDLANDS) LIMITEDLegal & General Group PLCenvironmental violation2013UK-EA£8,000
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
The Royal Bank of Scotland PLCNatWest Group PLClabour standards violation2018UK-ET£6,509
A J Bell LimitedAJ Bell PLCpension plan violation2018UK-TPO£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
Zurich Assurance LimitedZurich Insurancepension plan violation2012UK-TPO£5,795
Mercer Human Resource Consulting plc (Mercer)Marsh & McLennanpension plan violation2011UK-TPO£5,750
AvivaAviva PLCpension plan violation2019UK-TPO£5,549
Stagecoach Devon Ltd t/a Stagecoach South WestDeutsche Banklabour standards violation2018UK-ET£5,500
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
Pearl Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£4,982
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893