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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,703,659,075
Number of Cases: 588
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
NatWest Group PLC£703,562,89529
Barclays£535,912,70426
Lloyds Banking Group£468,009,03343
UBS£460,563,4005
JPMorgan Chase£397,317,4475
Deutsche Bank£395,435,0244
Credit Suisse£302,327,3765
HSBC£298,838,55516
Citigroup£282,197,5625
Glencore£280,965,0922

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon .
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£20,000
Credit Suisse Services, AGCredit Suisselabour standards violation2021UK-ET£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
AegonAegonpension plan violation2011UK-TPO£19,861
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
Allianz Engineering Inspection Services LtdAllianzworkplace safety or health violation2010UK-HSE£14,232
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£12,706
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,649
AegonAegonpension plan violation2013UK-TPO£11,598
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AegonAegonpension plan violation2012UK-TPO£10,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£10,000
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
International Automotive Components Group LimitedInvescoworkplace safety or health violation2014UK-HSE£9,310
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£8,353
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£8,000
CALA HOMES (MIDLANDS) LIMITEDLegal & General Group PLCenvironmental violation2013UK-EA£8,000
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
The Royal Bank of Scotland PLCNatWest Group PLClabour standards violation2018UK-ET£6,509
A J Bell LimitedAJ Bell PLCpension plan violation2018UK-TPO£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
Zurich Assurance LimitedZurich Insurancepension plan violation2012UK-TPO£5,795
Mercer Human Resource Consulting plc (Mercer)Marsh & McLennanpension plan violation2011UK-TPO£5,750
AvivaAviva PLCpension plan violation2019UK-TPO£5,549
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
Pearl Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£4,982
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893
The Co-Operative Bank PLCCo-operative Banklabour standards violation2019UK-ET£4,775
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
Standard LifePhoenix Group Holdings PLCpension plan violation2015UK-TPO£3,395
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£3,278
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£3,148
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
Barclays PLCBarclaysenvironmental violation2020UK-EA£3,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£3,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
PrudentialPrudential PLCpension plan violation2017UK-TPO£2,727
The Royal London Mutual Insurance Society LtdRoyal London Mutual Insurancepension plan violation2011UK-TPO£2,700
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,401
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
Friends Life Services LimitedAviva PLCpension plan violation2014UK-TPO£2,300
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
Connells Residential dba Connells Estate AgentsSkipton Building Societylabour standards violation2016UK-BEIS£2,049
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
The Law Debenture Pension Trust CorporationLaw Debenture Corporation PLCpension plan violation2017UK-TPR£2,000
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000