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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
AegonAegonpension plan violation2016UK-TPO£100
Fidelity InvestmentsFidelity Investmentspension plan violation2015UK-TPO£100
Towers WatsonWillis Towers Watsonpension plan violation2015UK-TPO£100
Friends LifeAviva PLCpension plan violation2015UK-TPO£100
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
AXA WealthPhoenix Group Holdings PLCpension plan violation2015UK-TPO£50
St James' Place Wealth ManagementSt. James's Place PLCpension plan violation2015UK-TPO£50
Roadchef LtdMacquarieEnvironmental Violation2020UK-NRW£0
AvivaAviva PLCpension plan violation2023UK-TPO£0
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2021UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2022UK-EA£0
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Scotwaste Recycling LimitedMacquarieworkplace safety or health violation2021UK-HSE£0
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2020UK-CMA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2020UK-CMA£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2018UK-CMA£0
Barclays Bank UK plcBarclaysinsurance violation2018UK-CMA£0
AvivaAviva PLCinsurance violation2017UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2017UK-CMA£0
Santander UK plcBanco Santanderinsurance violation2016UK-CMA£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2018UK-HSE£0
Barclays Bank UK plcBarclaysinsurance violation2016UK-CMA£0
BNP Paribas Real Estate Advisory & Property ManageBNP Paribasworkplace safety or health violation2017UK-HSE£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksbanking violation2014UK-CMA£0
HSBC Bank plcHSBCbanking violation2014UK-CMA£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
WSR Recycling LimitedMacquarieworkplace safety or health violation2016UK-HSE£0
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
Co-operative Bank PlcCo-operative Bankinternal controls deficiency2015UK-PRA£0
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
The Royal Bank of Scotland Group PLCNatWest Group PLCpension plan violation2018UK-TPO£0
AJ Bell Management LimitedAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0