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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,703,659,075
Number of Cases: 588
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
NatWest Group PLC£703,562,89529
Barclays£535,912,70426
Lloyds Banking Group£468,009,03343
UBS£460,563,4005
JPMorgan Chase£397,317,4475
Deutsche Bank£395,435,0244
Credit Suisse£302,327,3765
HSBC£298,838,55516
Citigroup£282,197,5625
Glencore£280,965,0922

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon .
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
Co-operative Bank PlcCo-operative Bankinternal controls deficiency2015UK-PRA£0
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
The Royal Bank of Scotland Group PLCNatWest Group PLCpension plan violation2018UK-TPO£0
AJ Bell Management LimitedAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2018UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
Friends LifeAviva PLCpension plan violation2017UK-TPO£0
AJ Bell and Legal & General Assurance SocietyAJ Bell PLCpension plan violation2017UK-TPO£0
AJ Bell LtdAJ Bell PLCpension plan violation2017UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0
Barclays BankBarclayspension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£0
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2016UK-TPO£0
Prudential Assurance Company LimitedM&G PLCpension plan violation2015UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Friends LifeAviva PLCpension plan violation2014UK-TPO£0
Friends Life LimitedAviva PLCpension plan violation2014UK-TPO£0
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2014UK-TPO£0
PrudentialPrudential PLCpension plan violation2014UK-TPO£0
Zurich Assurance LtdZurich Insurancepension plan violation2013UK-TPO£0
Towers WatsonWillis Towers Watsonpension plan violation2013UK-TPO£0
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£0
Aviva Life Services UK LtdAviva PLCpension plan violation2010UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£0
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2013UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Parley Court Solar Park LtdThe Renewables Infrastructure Groupenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2016UK-EA£0
Suez Recycling and Recovery UK LtdMacquarieenvironmental violation2017UK-EA£0
Southern Water Service Ltd Registered CompanyMacquarieenvironmental violation2018UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2020UK-EA£0
Southern Water Services Ltd Registered CompanyMacquarieenvironmental violation2021UK-EA£0
Southern Water Service LimitedMacquarieenvironmental violation2021UK-EA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£0
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2022UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Northern Bank Limited dba Danske BankDanske Bankconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2022UK-CMA£0
Southern WaterMacquariewater services violation2022UK-OFWAT£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0