HSBC Bank plc and HSBC UK Bank plc | HSBC | internal controls deficiency | 2024 | UK-PRA | £57,417,500 |
Connells Residential | Skipton Building Society | labour standards violation | 2024 | UK-BEIS | £17,087 |
Roadchef Limited | Macquarie | labour standards violation | 2024 | UK-BEIS | £119,272 |
Southern Water | Macquarie | water pollution violation | 2024 | UK-EA | £348,945 |
The Royal Bank of Scotland International Limited | NatWest Group PLC | anti-money-laundering deficiencies | 2024 | UK-IOM | £1,008,337 |
Aviva | Aviva PLC | pension plan violation | 2023 | UK-TPO | £0 |
ReAssure Ltd | Phoenix Group Holdings PLC | pension plan violation | 2023 | UK-TPO | £1,000 |
Southern Water | Macquarie | consumer protection violation | 2023 | UK-OFWAT | £0 |
Bank of Ireland UK | Bank of Ireland | consumer protection violation | 2023 | UK-ICO | £0 |
Scottish Widows | Lloyds Banking Group | pension plan violation | 2023 | UK-TPO | £500 |
Lloyds Banking Group plc | Lloyds Banking Group | labour standards violation | 2023 | UK-ET | £473,148 |
Credit Suisse International and Credit Suisse Securities (Europe) Ltd | UBS | internal controls deficiency | 2023 | UK-PRA | £87,082,000 |
Guaranty Trust Bank (UK) Limited | Guaranty Trust Bank PLC | anti-money-laundering deficiencies | 2023 | UK-FCA | £7,671,800 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2023 | UK-CMA | £0 |
AJ Bell Investcentre​ | AJ Bell PLC | pension plan violation | 2023 | UK-TPO | £10,988 |
Prudential | Prudential PLC | pension plan violation | 2023 | UK-TPO | £500 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2023 | UK-CMA | £0 |
Citigroup Global Markets Limited | Citigroup | price-fixing or anti-competitive practices | 2023 | UK-CMA | £0 |
Southern Water | Macquarie | water pollution violation | 2023 | UK-DWI | £0 |
BNP Paribas Real Estate Advisory & Property Management UK Limited | BNP Paribas | labour standards violation | 2023 | UK-BEIS | £933 |
Co-operative Bank plc | Co-operative Bank | labour standards violation | 2023 | UK-ET | £19,191 |
Nationwide Building Society | Nationwide Building Society | consumer protection violation | 2023 | UK-CMA | £0 |
TSB Bank plc | Banco de Sabadell | consumer protection violation | 2023 | UK-CMA | £0 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2023 | UK-CMA | £0 |
NatWest Group plc | NatWest Group PLC | consumer protection violation | 2023 | UK-CMA | £0 |
Co-operative Bank | Co-operative Bank | consumer protection violation | 2023 | UK-CMA | £0 |
Morgan Stanley & Co. International plc | Morgan Stanley | energy market violation | 2023 | UK-OFGEM | £5,411,149 |
National Westminster Bank plc | NatWest Group PLC | labour standards violation | 2023 | UK-ET | £87,699 |
Swiss Re Corporate Solutions Services Ltd | Swiss Re | labour standards violation | 2023 | UK-ET | £1,287 |
Direct Line Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2023 | UK-ET | £64,645 |
Roadchef Limited | Macquarie | price-fixing or anti-competitive practices | 2022 | UK-CMA | £0 |
Southern Water Services Limited | Macquarie | environmental violation | 2022 | UK-EA | £0 |
Mastercard | MasterCard | price-fixing or anti-competitive practices | 2022 | UK-PSR | £31,560,062 |
Barclays Bank UK plc | Barclays | consumer protection violation | 2022 | UK-CMA | £0 |
Lloyds Banking Group plc | Lloyds Banking Group | consumer protection violation | 2022 | UK-CMA | £0 |
Barclays Bank UK plc | Barclays | consumer protection violation | 2022 | UK-CMA | £0 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £2,140 |
BGC Technology International Ltd | BGC Partners | labour standards violation | 2022 | UK-ET | £15,725 |
Lloyds Bank plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £84,419 |
Barclays Bank Plc | Barclays | consumer protection violation | 2022 | UK-FCA | £10,860,743 |
Prudential | Prudential PLC | pension plan violation | 2022 | UK-TPO | £0 |
NatWest Group | NatWest Group PLC | consumer protection violation | 2022 | UK-CMA | £0 |
Virgin Money UK plc | Virgin Money UK PLC | consumer protection violation | 2022 | UK-CMA | £0 |
Bank of Ireland | Bank of Ireland | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
JLT Specialty Limited | Marsh & McLennan | anti-money-laundering deficiencies | 2022 | UK-FCA | £7,881,700 |
GAM International Management Ltd | GAM Holding AG | investor protection violation | 2022 | UK-FCA | £9,103,523 |
East Kent Road Car Company Limited | Deutsche Bank | workplace safety or health violation | 2022 | UK-HSE | £0 |
National Westminster Bank Plc et al. | NatWest Group PLC | consumer protection violation | 2022 | UK-PSR | £1,820,000 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £0 |
NatWest Group plc | NatWest Group PLC | consumer protection violation | 2022 | UK-CMA | £600,000 |
Metro Bank | Metro Bank PLC | consumer protection violation | 2022 | UK-CMA | £20,773 |
Lloyds Banking Group | Lloyds Banking Group | consumer protection violation | 2022 | UK-CMA | £0 |
Barclays | Barclays | consumer protection violation | 2022 | UK-CMA | £0 |
Bank of Ireland | Bank of Ireland | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
NatWest Group | NatWest Group PLC | consumer protection violation | 2022 | UK-CMA | £0 |
Greater Manchester Buses South Ltd T/a Stagecoach Manchester | Deutsche Bank | labour standards violation | 2022 | UK-ET | £4,306 |
Societe Generale Equipment Finance Ltd | Societe Generale | labour standards violation | 2022 | UK-ET | £1,115 |
East London Bus & Coach Company Ltd | Deutsche Bank | labour standards violation | 2022 | UK-ET | £13,668 |
Citigroup Global Markets Limited | Citigroup | investor protection violation | 2022 | UK-FCA | £12,553,800 |
Royal London Mutual Insurance Society Limited | Royal London Mutual Insurance | pension plan violation | 2022 | UK-TPO | £100 |
Mercer Limited | Marsh & McLennan | pension plan violation | 2022 | UK-TPO | £2,000 |
Lloyds Bank Corporate Markets Plc | Lloyds Banking Group | anti-money-laundering deficiencies | 2022 | UK-JFSC | £498,000 |
Northern Bank Limited dba Danske Bank | Danske Bank | consumer protection violation | 2022 | UK-CMA | £0 |
NatWest Group plc | NatWest Group PLC | consumer protection violation | 2022 | UK-CMA | £0 |
Nationwide Building Society | Nationwide Building Society | consumer protection violation | 2022 | UK-CMA | £0 |
Barclays | Barclays | consumer protection violation | 2022 | UK-CMA | £1,000,000 |
NewDay Limited | NewDay Limited | consumer protection violation | 2022 | UK-CMA | £0 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £280,965,092 |
Barclays | Barclays | consumer protection violation | 2022 | UK-PSR | £8,400,000 |
Metro Bank PLC | Metro Bank PLC | accounting fraud or deficiencies | 2022 | UK-FCA | £10,002,300 |
Santander UK Plc | Banco Santander | anti-money-laundering deficiencies | 2022 | UK-FCA | £107,793,300 |
Julius Baer International Limited | Julius Baer Group | investor protection violation | 2022 | UK-FCA | £18,022,500 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £22,304 |
TSB Bank plc | Banco de Sabadell | internal controls deficiency | 2022 | UK-FCA | £29,750,000 |
Alliance Medical Limited | iCON Infrastructure | workplace safety or health violation | 2022 | UK-HSE | £311,382 |
Alliance Medical Radiopharmacy Limited | iCON Infrastructure | workplace safety or health violation | 2022 | UK-HSE | £131,382 |
Stagecoach Devon Limited | Deutsche Bank | workplace safety or health violation | 2022 | UK-HSE | £398,000 |
TSB Bank plc | Banco de Sabadell | internal controls deficiency | 2022 | UK-PRA | £18,900,000 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2022 | UK-TPO | £500 |
ReAssure | Phoenix Group Holdings PLC | pension plan violation | 2022 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2022 | UK-TPO | £3,000 |
Royal London | Royal London Mutual Insurance | pension plan violation | 2022 | UK-TPO | £1,000 |
ReAssure Limited | Phoenix Group Holdings PLC | pension plan violation | 2022 | UK-TPO | £3,000 |
Southern Water | Macquarie | water services violation | 2022 | UK-OFWAT | £0 |
Commerzbank AG | Commerzbank | labour standards violation | 2022 | UK-ET | £300,684 |
Southern Water Services Ltd | Macquarie | water pollution violation | 2022 | UK-DWI | £65,571 |
Southern Water | Macquarie | water pollution violation | 2022 | UK-DWI | £0 |
Buck Consultants Limited | Arthur J. Gallagher & Co. | labour standards violation | 2022 | UK-EHRC | £0 |
Nationwide Building Society | Nationwide Building Society | labour standards violation | 2021 | UK-ET | £345,708 |
Southern Water Services Limited | Macquarie | environmental violation | 2021 | UK-EA | £0 |
Natwest Markets plc | NatWest Group PLC | labour standards violation | 2021 | UK-ET | £3,999 |
HSBC UK Bank Ltd | HSBC | labour standards violation | 2021 | UK-ET | £13,802 |
Barclays Bank UK plc | Barclays | labour standards violation | 2021 | UK-ET | £9,692 |
Newday Cards Ltd | NewDay Limited | labour standards violation | 2021 | UK-ET | £500 |
The Yorkshire Traction Company Ltd | Deutsche Bank | labour standards violation | 2021 | UK-ET | £4,492 |
Bank of Ireland UK plc | Bank of Ireland | banking violation | 2021 | UK-CMA | £0 |
NatWest Group | NatWest Group PLC | banking violation | 2021 | UK-CMA | £0 |
Lloyds Bank General Insurance Limited | Lloyds Banking Group | insurance violation | 2021 | UK-FCA | £90,688,400 |