AEGON Scottish Equitable | Aegon | pension plan violation | 2011 | UK-TPO | £250 |
Standard Life Assurance Limited | Phoenix Group Holdings PLC | pension plan violation | 2011 | UK-TPO | £28,123 |
London Life | Phoenix Group Holdings PLC | pension plan violation | 2011 | UK-TPO | £1,543 |
Scottish Equitable plc | Aegon | pension plan violation | 2011 | UK-TPO | £770 |
Aon Hewitt | Aon | pension plan violation | 2011 | UK-TPO | £250 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £250 |
Aegon Scottish Equitable | Aegon | pension plan violation | 2011 | UK-TPO | £350 |
The Royal London Mutual Insurance Society Ltd | Royal London Mutual Insurance | pension plan violation | 2011 | UK-TPO | £2,700 |
JLT Benefit Solutions Ltd (JLT) | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £0 |
Mercer Ltd. | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £100 |
Standard Life Assurance Ltd | Phoenix Group Holdings PLC | pension plan violation | 2011 | UK-TPO | £0 |
Scottish Life | Royal London Mutual Insurance | pension plan violation | 2011 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Prudential | Prudential PLC | pension plan violation | 2011 | UK-TPO | £520 |
BlackRock Pensions Limited | BlackRock | pension plan violation | 2011 | UK-TPO | £250 |
Mercer Ltd. | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £250 |
Mercer Human Resource Consulting plc (Mercer) | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £5,750 |
The Prudential Assurance Company Limited | M&G PLC | pension plan violation | 2011 | UK-TPO | £483 |
Prudential Assurance Company Ltd | M&G PLC | pension plan violation | 2011 | UK-TPO | £500 |
ASSOCIATED WASTE MANAGEMENT LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £14,000 |
ASSOCIATED WASTE MANAGEMENT LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
ASSOCIATED WASTE MANAGEMENT LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £35,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £15,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £6,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £0 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £20,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £13,500 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
Associated Waste Management Ltd | Macquarie | environmental violation | 2011 | UK-EA | £72,000 |
ASSOCIATED WASTE MANAGEMENT LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £15,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £10,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £13,500 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £20,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2011 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | water pollution violation | 2011 | UK-EA | £96,000 |
Southern Water Services Limited | Macquarie | water pollution violation | 2011 | UK-EA | £50,000 |
DB UK Bank Limited dba DB Mortgages | Deutsche Bank | mortgage abuses | 2010 | UK-FSA | £2,340,000 |
Scottish Equitable PLC | Aegon | investor protection violation | 2010 | UK-FSA | £2,800,000 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2010 | UK-FSA | £17,500,000 |
Societe Generale | Societe Generale | investor protection violation | 2010 | UK-FSA | £1,575,000 |
Zurich Insurance Plc | Zurich Insurance | privacy violation | 2010 | UK-FSA | £2,275,000 |
The Royal Bank of Scotland plc et al. | NatWest Group PLC | anti-money-laundering deficiencies | 2010 | UK-FSA | £5,600,000 |
Rowan Dartington & Co Limited | St. James's Place PLC | investor protection violation | 2010 | UK-FSA | £511,000 |
Close Investments Limited | Close Brothers Group PLC | investor protection violation | 2010 | UK-FSA | £98,000 |
J.P. Morgan Securities Ltd. | JPMorgan Chase | investor protection violation | 2010 | UK-FSA | £33,320,000 |
Commerzbank AG | Commerzbank | investor protection violation | 2010 | UK-FSA | £595,000 |
Winterflood Securities Limited | Close Brothers Group PLC | investor protection violation | 2010 | UK-FSA | £4,052,500 |
Credit Suisse Securities (Europe) Limited et al. | UBS | investor protection violation | 2010 | UK-FSA | £1,750,000 |
Instinet Europe Limited | Nomura | investor protection violation | 2010 | UK-FSA | £1,050,000 |
Standard Life Assurance Limited | Phoenix Group Holdings PLC | investor protection violation | 2010 | UK-FSA | £2,450,000 |
Allianz Engineering Inspection Services Ltd | Allianz | workplace safety or health violation | 2010 | UK-HSE | £14,232 |
Alliance and Leicester Personal Finance Limited | Banco Santander | consumer protection violation | 2010 | UK-OFT | £0 |
American Express Services Europe Limited | American Express | consumer protection violation | 2010 | UK-OFT | £0 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £12,706 |
Pearl Assurance Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £4,982 |
Aviva | Aviva PLC | pension plan violation | 2010 | UK-TPO | £250 |
Aviva Life Services UK Ltd | Aviva PLC | pension plan violation | 2010 | UK-TPO | £0 |
Standard Life Assurance Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £0 |
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management Limited | Legal & General Group PLC | pension plan violation | 2010 | UK-TPO | £0 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £3,278 |
Countrywide Assured plc | Chesnara PLC | pension plan violation | 2010 | UK-TPO | £1,692 |
Scottish Widows plc | Lloyds Banking Group | pension plan violation | 2010 | UK-TPO | £1,000 |
Sun Life Financial of Canada | Sun Life Financial | pension plan violation | 2010 | UK-TPO | £250 |
Abbey Life Assurance Company Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £2,400 |
AEGON Scottish Equitable | Aegon | pension plan violation | 2010 | UK-TPO | £150 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2010 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2010 | UK-EA | £5,000 |
SOUTHERN WATER SERVICES LIMITED | Macquarie | environmental violation | 2010 | UK-EA | £3,000 |
Southern Water | Macquarie | water pollution violation | 2010 | UK-DWI | £31,447 |