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Violation Tracker UK Parent Company Summary

Parent Company Name: Morgan Stanley
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010£5,413,981
Number of cases: 5
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
competition-related offences£5,411,1491
environment-related offences£2,8324
Top Offence TypesPenalty TotalNumber of Cases
energy market violation£5,411,1491
environmental violation£2,8324
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
Morgan Stanley & Co. International plcenergy market violation2023UK-OFGEM£5,411,149
Morgan Stanley Services (UK) Limitedenvironmental violation2017UK-EA£743
Morgan Stanley Services (UK) Limitedenvironmental violation2017UK-EA£730
Morgan Stanley Services (UK) Limitedenvironmental violation2017UK-EA£712
Morgan Stanley Services (UK) Limitedenvironmental violation2017UK-EA£647