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Violation Tracker UK Individual Case

Company: Sigma Broking Ltd.
Penalty: £531,000
Year: 2022
Date: 6 October, 2022
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: The FCA fined Sigma £531,000 for failing to accurately report transations and orders, some of which were suspicious, allowing for potential market abuse.
Action Type: agency action
Agency: Financial Conduct Authority
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