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Violation Tracker UK Individual Case
Company: Vantage Capital Market LLP
Penalty: £700,000
Year: 2010
Date: 17 June, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: VCM paid a £700,000 fine in settlement of a finding by the FSA that the company allowed an individual unapproved by the FSA to perform the role of a Partner in the company.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
Source of Data:
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