Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Vantage Capital Market LLP
Penalty: £700,000
Year: 2010
Date: 17 June, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: VCM paid a £700,000 fine in settlement of a finding by the FSA that the company allowed an individual unapproved by the FSA to perform the role of a Partner in the company.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
Source of Data(click here)