Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Touma Foreign Exchange Ltd
Company City/Town: London
Company Nation/Region: England
Penalty: £678,849
Year: 2019
Date: 31 July, 2019
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: These breaches are failures in carrying out risk assessment, having the correct policies controls and procedures, staff training, customer due diligence and record keeping.
Action Type: agency action
Agency: HM Revenue & Customs
Source of Data(click here)