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Violation Tracker UK Individual Case

Company: Asia Research and Capital Management Ltd.
Penalty: £873,118
Year: 2020
Date: 14 October, 2020
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: ARCM paid a £873,118 fine in settlement of a finding by the FCA that the company failed to disclose to the FCA and the public that it held a net short position in Premier Oil PLC, in breach of the Short Selling Regulation 2012.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
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