Violation Tracker UK Individual Case
: Asia Research and Capital Management Ltd.
: 14 October, 2020
: financial offences
: investor protection violation
: ARCM paid a £873,118 fine in settlement of a finding by the FCA that the company failed to disclose to the FCA and the public that it held a net short position in Premier Oil PLC, in breach of the Short Selling Regulation 2012.
: agency action
: settlement of FCA Decision
: Financial Conduct Authority
Source of Data
: (click here)