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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgency sort iconPenalty Amount
Besso LimitedArdonagh Groupinvestor protection violation2014UK-FCA£315,000
State Street Bank Europe Limited and State Street Global Markets International LimitedState Street Corp.investor protection violation2014UK-FCA£22,885,000
Standard Bank PLCIndustrial and Commercial Bank of Chinaanti-money-laundering deficiencies2014UK-FCA£7,640,400
JLT Specialty LimitedMarsh & McLennaninsurance violation2013UK-FCA£1,876,000
Lloyds Bank plc and Bank of Scotland plcLloyds Banking Groupinvestor protection violation2013UK-FCA£28,038,800
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.Rabobankinterest rate benchmark manipulation2013UK-FCA£105,000,000
ICAP Europe LtdTP ICAP PLCinterest rate benchmark manipulation2013UK-FCA£14,000,000
Clydesdale Bank PLCVirgin Money UK PLCconsumer protection violation2013UK-FCA£8,904,000
JPMorgan Chase Bank N.A.JPMorgan Chaseinvestor protection violation2013UK-FCA£137,610,000
AXA Wealth Services LtdPhoenix Group Holdings PLCinvestor protection violation2013UK-FCA£1,802,200
Aberdeen Asset Managers Limited and Aberdeen Fund Management LimitedAbrdn PLCinvestor protection violation2013UK-FCA£7,192,500
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2013UK-FCA£525,000
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V.NatWest Group PLCinvestor protection violation2013UK-FCA£5,620,300
Sesame LimitedAviva PLCinvestor protection violation2013UK-FCA£6,031,200
J.P. Morgan International Bank LimitedJPMorgan Chaseinvestor protection violation2013UK-FCA£3,076,200
Credit SuisseUBSbanking violation2021UK-FCA£292,209,276
Sunrise Brokers LLPBGC Partnersanti-money-laundering deficiencies2021UK-FCA£642,400
HSBC Bank plcHSBCanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCanti-money-laundering deficiencies2021UK-FCA£264,772,619
Barclays Bank PlcBarclaysconsumer protection violation2022UK-FCA£10,860,743
JLT Specialty LimitedMarsh & McLennananti-money-laundering deficiencies2022UK-FCA£7,881,700
GAM International Management LtdGAM Holding AGinvestor protection violation2022UK-FCA£9,103,523
Citigroup Global Markets LimitedCitigroupinvestor protection violation2022UK-FCA£12,553,800
Metro Bank PLCMetro Bank PLCaccounting fraud or deficiencies2022UK-FCA£10,002,300
Santander UK PlcBanco Santanderanti-money-laundering deficiencies2022UK-FCA£107,793,300
Julius Baer International LimitedJulius Baer Groupinvestor protection violation2022UK-FCA£18,022,500
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2023UK-FCA£7,671,800
TSB Bank plcBanco de Sabadellinternal controls deficiency2022UK-FCA£29,750,000
Stagecoach Devon Ltd t/a Stagecoach South WestDeutsche Banklabour standards violation2018UK-ET£5,500
Nationwide Building SocietyNationwide Building Societylabour standards violation2021UK-ET£345,708
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2023UK-ET£473,148
Neovia Logistics Services (UK) LimitedGoldman Sachslabour standards violation2017UK-ET£30,000
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£20,870
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2017UK-ET£53,922
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£3,148
Citibank N.A.Citigrouplabour standards violation2017UK-ET£103,335
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,649
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
Citibank N.ACitigrouplabour standards violation2020UK-ET£75,427
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£36,998
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
EUI LtdAdmiral Grouplabour standards violation2019UK-ET£40,000
HBOS PlcLloyds Banking Grouplabour standards violation2019UK-ET£49,457
Credit Suisse Services, AGUBSlabour standards violation2021UK-ET£20,000
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2021UK-ET£1,112,956
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
The Co-Operative Bank PLCCo-operative Banklabour standards violation2019UK-ET£4,775
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Lloyds Bank plcLloyds Banking Grouplabour standards violation2022UK-ET£84,419
J P Morgan Securities plcJPMorgan Chaselabour standards violation2021UK-ET£1,145,247
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
BNP Paribas London BranchBNP Paribaslabour standards violation2019UK-ET£2,081,449
Greater Manchester Buses South Ltd T/a Stagecoach ManchesterDeutsche Banklabour standards violation2022UK-ET£4,306
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
East London Bus & Coach Company LtdDeutsche Banklabour standards violation2022UK-ET£13,668
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Newday Cards LimitedNewDay Limitedlabour standards violation2019UK-ET£18,599
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
Tullett Prebon GroupTP ICAP PLClabour standards violation2019UK-ET£69,682
Barclays Services LtdBarclayslabour standards violation2019UK-ET£947,585
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£300,684
The Royal Bank of Scotland PLCNatWest Group PLClabour standards violation2018UK-ET£6,509
Greater Manchester Buses (South) LimitedDeutsche Banklabour standards violation2018UK-ET£40,354
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
National Westminster Bank plcNatWest Group PLClabour standards violation2023UK-ET£87,699
Swiss Re Corporate Solutions Services LtdSwiss Relabour standards violation2023UK-ET£1,287
Direct Line Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2023UK-ET£64,645
Buck Consultants LimitedArthur J. Gallagher & Co.labour standards violation2022UK-EHRC£0
Northern Bank LtdDanske Bankconsumer protection violation2019UK-ECNI£2,000
Bank of IrelandBank of Irelandlabour standards violation2021UK-ECNI£18,483
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0