The Royal London Mutual Insurance Society Ltd | Royal London Mutual Insurance | pension plan violation | 2011 | UK-TPO | £2,700 |
JLT Benefit Solutions Ltd (JLT) | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £0 |
Mercer Ltd. | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £100 |
Standard Life Assurance Ltd | Phoenix Group Holdings PLC | pension plan violation | 2011 | UK-TPO | £0 |
Scottish Life | Royal London Mutual Insurance | pension plan violation | 2011 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Prudential | Prudential PLC | pension plan violation | 2011 | UK-TPO | £520 |
BlackRock Pensions Limited | BlackRock | pension plan violation | 2011 | UK-TPO | £250 |
Mercer Ltd. | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £250 |
Mercer Human Resource Consulting plc (Mercer) | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £5,750 |
The Prudential Assurance Company Limited | M&G PLC | pension plan violation | 2011 | UK-TPO | £483 |
Prudential Assurance Company Ltd | M&G PLC | pension plan violation | 2011 | UK-TPO | £500 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £12,706 |
Pearl Assurance Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £4,982 |
Aviva | Aviva PLC | pension plan violation | 2010 | UK-TPO | £250 |
Aviva Life Services UK Ltd | Aviva PLC | pension plan violation | 2010 | UK-TPO | £0 |
Standard Life Assurance Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £0 |
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management Limited | Legal & General Group PLC | pension plan violation | 2010 | UK-TPO | £0 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £3,278 |
Countrywide Assured plc | Chesnara PLC | pension plan violation | 2010 | UK-TPO | £1,692 |
Scottish Widows plc | Lloyds Banking Group | pension plan violation | 2010 | UK-TPO | £1,000 |
Sun Life Financial of Canada | Sun Life Financial | pension plan violation | 2010 | UK-TPO | £250 |
Abbey Life Assurance Company Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £2,400 |
AEGON Scottish Equitable | Aegon | pension plan violation | 2010 | UK-TPO | £150 |
Aon Limited | Aon | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Prudential | Prudential PLC | pension plan violation | 2022 | UK-TPO | £0 |
Royal London Mutual Insurance Society Limited | Royal London Mutual Insurance | pension plan violation | 2022 | UK-TPO | £100 |
Mercer Limited | Marsh & McLennan | pension plan violation | 2022 | UK-TPO | £2,000 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2022 | UK-TPO | £500 |
ReAssure | Phoenix Group Holdings PLC | pension plan violation | 2022 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2022 | UK-TPO | £3,000 |
Royal London | Royal London Mutual Insurance | pension plan violation | 2022 | UK-TPO | £1,000 |
ReAssure Limited | Phoenix Group Holdings PLC | pension plan violation | 2022 | UK-TPO | £3,000 |
AJ Bell Investcentre​ | AJ Bell PLC | pension plan violation | 2023 | UK-TPO | £10,988 |
Prudential | Prudential PLC | pension plan violation | 2023 | UK-TPO | £500 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | bribery | 2015 | UK-SFO | £21,730,000 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £0 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £280,965,092 |
Drax Generation Enterprise Limited | Vitol | environmental violation | 2019 | UK-SEPA | £600 |
Drax Generation Enterprise Limited | Vitol | environmental violation | 2019 | UK-SEPA | £600 |
Mastercard | MasterCard | price-fixing or anti-competitive practices | 2022 | UK-PSR | £31,560,062 |
National Westminster Bank Plc et al. | NatWest Group PLC | consumer protection violation | 2022 | UK-PSR | £1,820,000 |
Barclays | Barclays | consumer protection violation | 2022 | UK-PSR | £8,400,000 |
HSBC Bank plc and HSBC UK Bank plc | HSBC | internal controls deficiency | 2024 | UK-PRA | £57,417,500 |
Credit Suisse International and Credit Suisse Securities (Europe) Ltd | UBS | internal controls deficiency | 2023 | UK-PRA | £87,082,000 |
Goldman Sachs International | Goldman Sachs | risk management failure | 2020 | UK-PRA | £48,308,400 |
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branch | Citigroup | internal controls deficiency | 2019 | UK-PRA | £43,890,000 |
Bank of Tokyo Mitsubishi UFJ Limited | Mitsubishi UFJ Financial Group | internal controls deficiency | 2017 | UK-PRA | £17,850,000 |
MUFG Securities EMEA plc | Mitsubishi UFJ Financial Group | internal controls deficiency | 2017 | UK-PRA | £8,925,000 |
Co-operative Bank Plc | Co-operative Bank | internal controls deficiency | 2015 | UK-PRA | £0 |
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd. | NatWest Group PLC | internal controls deficiency | 2014 | UK-PRA | £14,000,000 |
Lloyds Banking Group | Lloyds Banking Group | interest rate benchmark manipulation | 2014 | UK-PRA | £7,760,000 |
Metro Bank plc | Metro Bank PLC | internal controls deficiency | 2021 | UK-PRA | £5,376,000 |
Standard Chartered Bank | Standard Chartered | internal controls deficiency | 2021 | UK-PRA | £46,550,000 |
TSB Bank plc | Banco de Sabadell | internal controls deficiency | 2022 | UK-PRA | £18,900,000 |
Southern Water | Macquarie | consumer protection violation | 2023 | UK-OFWAT | £0 |
Southern Water | Macquarie | water services violation | 2019 | UK-OFWAT | £126,000,000 |
Southern Water | Macquarie | water services violation | 2022 | UK-OFWAT | £0 |
National Westminster Bank plc | NatWest Group PLC | consumer protection violation | 2013 | UK-OFT | £0 |
Royal Bank of Scotland plc | NatWest Group PLC | consumer protection violation | 2013 | UK-OFT | £0 |
Aviva Insurance UK Ltd. | Aviva PLC | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
AXA Insurance UK plc | AXA | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
Liverpool Victoria Insurance Company Ltd | Allianz | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
Zurich Insurance plc | Zurich Insurance | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
Barclays Bank plc | Barclays | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
Royal Bank of Scotland Group plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2011 | UK-OFT | £28,590,000 |
Alliance and Leicester Personal Finance Limited | Banco Santander | consumer protection violation | 2010 | UK-OFT | £0 |
American Express Services Europe Limited | American Express | consumer protection violation | 2010 | UK-OFT | £0 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2020 | UK-OFSI | £20,471,810 |
PayPoint Plc | PayPoint Group | energy market violation | 2021 | UK-OFGEM | £12,500,000 |
Morgan Stanley & Co. International plc | Morgan Stanley | energy market violation | 2023 | UK-OFGEM | £5,411,149 |
Roadchef Ltd | Macquarie | Environmental Violation | 2020 | UK-NRW | £0 |
Lloyds Bank Corporate Markets Plc | Lloyds Banking Group | anti-money-laundering deficiencies | 2022 | UK-JFSC | £498,000 |
The Royal Bank of Scotland International Limited | NatWest Group PLC | anti-money-laundering deficiencies | 2024 | UK-IOM | £1,008,337 |
Bank of Ireland UK | Bank of Ireland | consumer protection violation | 2023 | UK-ICO | £0 |
American Express Services Europe Limited | American Express | privacy violation | 2021 | UK-ICO | £90,000 |
Newday Limited | NewDay Limited | privacy violation | 2018 | UK-ICO | £230,000 |
Vanquis Bank Limited | Vanquis Banking Group | privacy violation | 2017 | UK-ICO | £75,000 |
Provident Personal Credit Ltd | Vanquis Banking Group | privacy violation | 2017 | UK-ICO | £80,000 |
Royal & Sun Alliance Insurance PLC | Intact Financial Corporation | privacy violation | 2017 | UK-ICO | £150,000 |
Bank of Scotland | Lloyds Banking Group | privacy violation | 2013 | UK-ICO | £75,000 |
Prudential | Prudential PLC | privacy violation | 2012 | UK-ICO | £50,000 |
Scotwaste Recycling Limited | Macquarie | workplace safety or health violation | 2021 | UK-HSE | £0 |
Alliance Medical Radiopharmacy Limited | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Radiopharmacy Limited | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Radiopharmacy Limited | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Stagecoach Devon Limited | Deutsche Bank | workplace safety or health violation | 2019 | UK-HSE | £0 |
Associated Waste Management Limited | Macquarie | workplace safety or health violation | 2019 | UK-HSE | £0 |
Associated Waste Management Limited | Macquarie | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2019 | UK-HSE | £0 |
Associated Waste Management Limited | Macquarie | workplace safety or health violation | 2018 | UK-HSE | £0 |
BNP Paribas Real Estate Advisory & Property Manage | BNP Paribas | workplace safety or health violation | 2017 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2017 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2017 | UK-HSE | £0 |
Alliance Medical Ltd | iCON Infrastructure | workplace safety or health violation | 2017 | UK-HSE | £0 |
WSR Recycling Limited | Macquarie | workplace safety or health violation | 2016 | UK-HSE | £0 |