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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgency sort iconPenalty Amount
East Kent Road Car Company LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£0
Alliance Medical LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£311,382
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£131,382
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£398,000
Associated Waste Management LimitedMacquarieworkplace safety or health violation2021UK-HSE£776,170
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
American Express Services Europe LimitedAmerican Expressprivacy violation2021UK-ICO£90,000
Newday LimitedNewDay Limitedprivacy violation2018UK-ICO£230,000
Vanquis Bank LimitedVanquis Banking Groupprivacy violation2017UK-ICO£75,000
Provident Personal Credit LtdVanquis Banking Groupprivacy violation2017UK-ICO£80,000
Royal & Sun Alliance Insurance PLCIntact Financial Corporationprivacy violation2017UK-ICO£150,000
Bank of ScotlandLloyds Banking Groupprivacy violation2013UK-ICO£75,000
PrudentialPrudential PLCprivacy violation2012UK-ICO£50,000
Lloyds Bank Corporate Markets PlcLloyds Banking Groupanti-money-laundering deficiencies2022UK-JFSC£498,000
Roadchef LtdMacquarieEnvironmental Violation2020UK-NRW£0
PayPoint PlcPayPoint Groupenergy market violation2021UK-OFGEM£12,500,000
Morgan Stanley & Co. International plcMorgan Stanleyenergy market violation2023UK-OFGEM£5,411,149
Standard Chartered BankStandard Charteredeconomic sanction violation2020UK-OFSI£20,471,810
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
Royal Bank of Scotland Group plcNatWest Group PLCprice-fixing or anti-competitive practices2011UK-OFT£28,590,000
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Southern WaterMacquariewater services violation2019UK-OFWAT£126,000,000
Southern WaterMacquariewater services violation2022UK-OFWAT£0
HSBC Bank plc and HSBC UK Bank plcHSBCinternal controls deficiency2024UK-PRA£57,417,500
Credit Suisse International and Credit Suisse Securities (Europe) LtdUBSinternal controls deficiency2023UK-PRA£87,082,000
Goldman Sachs InternationalGoldman Sachsrisk management failure2020UK-PRA£48,308,400
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupinternal controls deficiency2019UK-PRA£43,890,000
Bank of Tokyo Mitsubishi UFJ LimitedMitsubishi UFJ Financial Groupinternal controls deficiency2017UK-PRA£17,850,000
MUFG Securities EMEA plcMitsubishi UFJ Financial Groupinternal controls deficiency2017UK-PRA£8,925,000
Co-operative Bank PlcCo-operative Bankinternal controls deficiency2015UK-PRA£0
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCinternal controls deficiency2014UK-PRA£14,000,000
Lloyds Banking GroupLloyds Banking Groupinterest rate benchmark manipulation2014UK-PRA£7,760,000
Metro Bank plcMetro Bank PLCinternal controls deficiency2021UK-PRA£5,376,000
Standard Chartered BankStandard Charteredinternal controls deficiency2021UK-PRA£46,550,000
TSB Bank plcBanco de Sabadellinternal controls deficiency2022UK-PRA£18,900,000
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
National Westminster Bank Plc et al.NatWest Group PLCconsumer protection violation2022UK-PSR£1,820,000
BarclaysBarclaysconsumer protection violation2022UK-PSR£8,400,000
Drax Generation Enterprise LimitedVitolenvironmental violation2019UK-SEPA£600
Drax Generation Enterprise LimitedVitolenvironmental violation2019UK-SEPA£600
ICBC Standard Bank PlcIndustrial and Commercial Bank of Chinabribery2015UK-SFO£21,730,000
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£0
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£280,965,092
AvivaAviva PLCpension plan violation2023UK-TPO£0
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
Scottish WidowsLloyds Banking Grouppension plan violation2023UK-TPO£500
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2020UK-TPO£500
Trustees of the Aviva Staff Pension SchemeAviva PLCpension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
AvivaAviva PLCpension plan violation2019UK-TPO£5,549
AvivaAviva PLCpension plan violation2019UK-TPO£600
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£500
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Phoenix Life (Phoenix)Phoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
St James's Place Wealth ManagementSt. James's Place PLCpension plan violation2019UK-TPO£1,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Phoenix Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2019UK-TPO£500
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000