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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence Type sort iconYearAgencyPenalty Amount
Buck Consultants LimitedArthur J. Gallagher & Co.labour standards violation2022UK-EHRC£0
DB UK Bank Limited dba DB MortgagesDeutsche Bankmortgage abuses2010UK-FSA£2,340,000
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupmortgage abuses2020UK-FCA£64,046,800
Yorkshire Building SocietyYorkshire Building Societymortgage abuses2014UK-FCA£4,135,600
The Royal Bank of Scotland plc and National Westminster Bank PlcNatWest Group PLCmortgage abuses2014UK-FCA£14,474,600
AvivaAviva PLCpension plan violation2023UK-TPO£0
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
Scottish WidowsLloyds Banking Grouppension plan violation2023UK-TPO£500
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2020UK-TPO£500
Trustees of the Aviva Staff Pension SchemeAviva PLCpension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
AvivaAviva PLCpension plan violation2019UK-TPO£5,549
AvivaAviva PLCpension plan violation2019UK-TPO£600
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£500
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Phoenix Life (Phoenix)Phoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
St James's Place Wealth ManagementSt. James's Place PLCpension plan violation2019UK-TPO£1,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Phoenix Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2019UK-TPO£500
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Allianz Pension Fund Trustees LimitedAllianzpension plan violation2019UK-TPO£1,000
Legal & General Assurance Society LimitedLegal & General Group PLCpension plan violation2019UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2018UK-TPO£500
Friends LifeAviva PLCpension plan violation2018UK-TPO£500
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
The Royal Bank of Scotland Group PLCNatWest Group PLCpension plan violation2018UK-TPO£0
AegonAegonpension plan violation2018UK-TPO£100
AvivaAviva PLCpension plan violation2018UK-TPO£500
Alliance TrustAlliance Trust PLCpension plan violation2018UK-TPO£500
Royal London GroupRoyal London Mutual Insurancepension plan violation2018UK-TPO£500
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2018UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2018UK-TPO£500
A J Bell LimitedAJ Bell PLCpension plan violation2018UK-TPO£6,000
AJ Bell Management LimitedAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
Aon Hewitt LimitedAonpension plan violation2018UK-TPO£250
PrudentialPrudential PLCpension plan violation2018UK-TPO£250
AJ Bell Investcentre (owned by AJ Bell Limited)AJ Bell PLCpension plan violation2018UK-TPO£500
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2018UK-TPO£500
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£500
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2017UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£500
Standard LifePhoenix Group Holdings PLCpension plan violation2017UK-TPO£750
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2017UK-TPO£0
Friends LifeAviva PLCpension plan violation2017UK-TPO£1,000
ReAssure Ltd (ReAssure)Phoenix Group Holdings PLCpension plan violation2017UK-TPO£500
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2017UK-TPO£500
AJ Bell and Legal & General Assurance SocietyAJ Bell PLCpension plan violation2017UK-TPO£0
Friends Life LimitedAviva PLCpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2017UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2017UK-TPO£500
AJ Bell LtdAJ Bell PLCpension plan violation2017UK-TPO£0
National Australia BankNational Australia Bankpension plan violation2017UK-TPO£500
PrudentialPrudential PLCpension plan violation2017UK-TPO£2,727
Lloyds Banking GroupLloyds Banking Grouppension plan violation2017UK-TPO£500
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Barclays BankBarclayspension plan violation2017UK-TPO£0