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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,711,528,598
Number of Cases: 615
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£762,890,77610
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,324,03344
JPMorgan Chase£397,317,4475
Deutsche Bank£396,935,0245
HSBC£298,838,55517
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,051,53091

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . ParentOffence TypeYearAgencyPenalty Amount
Willis LimitedWillis Towers Watsonbribery2011UK-FSA£6,895,000
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
Winterflood Securities LimitedClose Brothers Group PLCinvestor protection violation2010UK-FSA£4,052,500
Yorkshire Building SocietyYorkshire Building Societymortgage abuses2014UK-FCA£4,135,600
Yorkshire Building SocietyYorkshire Building Societyinvestor protection violation2014UK-FCA£1,429,000
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2012UK-TPO£5,795
Zurich Assurance LtdZurich Insurancepension plan violation2013UK-TPO£0
Zurich Insurance PlcZurich Insuranceprivacy violation2010UK-FSA£2,275,000
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0