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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconParentOffence TypeYearAgencyPenalty Amount
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2016UK-TPO£300
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£250
Plus500UK LimitedPlus500 Limitedinvestor protection violation2012UK-FSA£205,128
Provident Personal Credit LtdVanquis Banking Groupprivacy violation2017UK-ICO£80,000
PrudentialPrudential PLCprivacy violation2012UK-ICO£50,000
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£500
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2018UK-TPO£250
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£2,727
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£500
PrudentialPrudential PLCpension plan violation2014UK-TPO£0
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2011UK-TPO£520
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
Prudential Assurance Company LimitedM&G PLCpension plan violation2015UK-TPO£0
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
Prudential Assurance Company LtdM&G PLCpension plan violation2011UK-TPO£500
Prudential plcPrudential PLCinvestor protection violation2013UK-FSA£14,000,000
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,401
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2017UK-TPO£500
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
ReAssure Ltd (ReAssure)Phoenix Group Holdings PLCpension plan violation2017UK-TPO£500
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Roadchef LimitedMacquarielabour standards violation2024UK-BEIS£119,272
Roadchef LtdMacquarieEnvironmental Violation2020UK-NRW£0
Rowan Dartington & Co LimitedSt. James's Place PLCinvestor protection violation2010UK-FSA£511,000
Royal & Sun Alliance Insurance PLCIntact Financial Corporationprivacy violation2017UK-ICO£150,000
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2021UK-ET£1,112,956
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
Royal Bank of Scotland GroupNatWest Group PLCbanking violation2020UK-CMA£2,200,000
Royal Bank of Scotland GroupNatWest Group PLCinsurance violation2019UK-CMA£1,500,000
Royal Bank of Scotland GroupNatWest Group PLCpension plan violation2011UK-TPO£350
Royal Bank of Scotland Group plcNatWest Group PLCprice-fixing or anti-competitive practices2011UK-OFT£28,590,000
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland Plc and National Westminster Bank PlcNatWest Group PLCconsumer protection violation2011UK-FSA£2,800,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCinternal controls deficiency2014UK-PRA£14,000,000
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Royal LondonRoyal London Mutual Insurancepension plan violation2016UK-TPO£500
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
Royal London GroupRoyal London Mutual Insurancepension plan violation2018UK-TPO£500
Royal London Group (Scottish Life)Royal London Mutual Insurancepension plan violation2013UK-TPO£400
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
Santander UK plcBanco Santanderbanking violation2018UK-FCA£32,817,800
Santander UK plcBanco Santanderinvestor protection violation2014UK-FCA£12,377,800
Santander UK plcBanco Santanderinvestor protection violation2012UK-FSA£1,500,000
Santander UK plcBanco Santanderbanking violation2019UK-CMA£19,000,000
Santander UK plcBanco Santanderinsurance violation2016UK-CMA£0
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Santander UK PlcBanco Santanderanti-money-laundering deficiencies2022UK-FCA£107,793,300
Scottish Equitable PLCAegoninvestor protection violation2010UK-FSA£2,800,000
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
Scottish LifeRoyal London Mutual Insurancepension plan violation2011UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2023UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2018UK-TPO£500
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Scottish Widows plcLloyds Banking Grouppension plan violation2016UK-TPO£500
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£37,067
Scottish Widows plcLloyds Banking Grouppension plan violation2013UK-TPO£910
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Scotwaste Recycling LimitedMacquarieworkplace safety or health violation2021UK-HSE£0
Sesame LimitedAviva PLCinvestor protection violation2014UK-FCA£1,598,000
Sesame LimitedAviva PLCinvestor protection violation2013UK-FCA£6,031,200
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
Societe GeneraleSociete Generaleinvestor protection violation2010UK-FSA£1,575,000
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Southern WaterMacquarieenvironmental violation2024UK-EA£348,945
Southern WaterMacquariewater services violation2019UK-OFWAT£126,000,000
Southern WaterMacquariewater services violation2022UK-OFWAT£0
Southern WaterMacquarieenvironmental violation2023UK-DWI£0
Southern WaterMacquarieenvironmental violation2012UK-DWI£26,498
Southern WaterMacquarieenvironmental violation2010UK-DWI£31,447