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Violation Tracker UK Individual Case
Company: St James's Place Wealth Management
Current Parent Company:
St. James's Place PLC
Parent at the Time of the Penalty Announcement: St. James's Place PLC
Penalty: £1,000
Year: 2019
Date: 19 March, 2019
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Transfers: general
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: wealth management
Source of Data:
(click here)
