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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconParentOffence TypeYearAgencyPenalty Amount
Julius Baer International LimitedJulius Baer Groupinvestor protection violation2022UK-FCA£18,022,500
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Legal & General Assurance Society LimitedLegal & General Group PLCpension plan violation2019UK-TPO£500
Liberty Mutual Insurance Europe SELiberty Mutual Insuranceinsurance violation2018UK-FCA£5,280,800
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Lloyds Bank Corporate Markets PlcLloyds Banking Groupanti-money-laundering deficiencies2022UK-JFSC£498,000
Lloyds Bank General Insurance LimitedLloyds Banking Groupinsurance violation2021UK-FCA£90,688,400
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2017UK-ET£53,922
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
Lloyds Bank plcLloyds Banking Grouplabour standards violation2022UK-ET£84,419
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Lloyds Bank plc and Bank of Scotland plcLloyds Banking Groupinterest rate benchmark manipulation2014UK-FCA£105,000,000
Lloyds Bank plc and Bank of Scotland plcLloyds Banking Groupinvestor protection violation2013UK-FCA£28,038,800
Lloyds Bank plc and Bank of Scotland plc and Black Horse LimitedLloyds Banking Groupinsurance violation2015UK-FCA£117,430,600
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupmortgage abuses2020UK-FCA£64,046,800
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2013UK-FCA£4,315,000
Lloyds Banking GroupLloyds Banking Groupinsurance violation2018UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2017UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinterest rate benchmark manipulation2014UK-PRA£7,760,000
Lloyds Banking GroupLloyds Banking Grouppension plan violation2017UK-TPO£500
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2023UK-ET£473,148
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
Lloyds Banking Group plcLloyds Banking Groupinsurance violation2021UK-CMA£957,000
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
Mercer Human Resource Consulting plc (Mercer)Marsh & McLennanpension plan violation2011UK-TPO£5,750
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2014UK-TPO£0
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2013UK-TPO£350
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£250
Merrill Lynch InternationalBank of Americainvestor protection violation2017UK-FCA£34,524,000
Merrill Lynch InternationalBank of Americainvestor protection violation2015UK-FCA£13,285,900
Metro BankMetro Bank PLCconsumer protection violation2022UK-CMA£20,773
Metro Bank plcMetro Bank PLCbanking violation2020UK-CMA£11,400,000
Metro Bank plcMetro Bank PLCinternal controls deficiency2021UK-PRA£5,376,000
Metro Bank PLCMetro Bank PLCaccounting fraud or deficiencies2022UK-FCA£10,002,300
Moneybarn LtdVanquis Banking Groupconsumer protection violation2020UK-FCA£2,774,400
Morgan Stanley & Co. International plcMorgan Stanleyenergy market violation2023UK-OFGEM£5,411,149
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£743
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£730
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£712
Morgan Stanley Services (UK) LimitedMorgan Stanleyenvironmental violation2017UK-EA£647
MUFG Securities EMEA plcMitsubishi UFJ Financial Groupinternal controls deficiency2017UK-PRA£8,925,000
National Australia BankNational Australia Bankpension plan violation2017UK-TPO£500
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
National Westminster Bank plcNatWest Group PLCanti-money-laundering deficiencies2021UK-FCA£264,772,619
National Westminster Bank plcNatWest Group PLClabour standards violation2023UK-ET£87,699
National Westminster Bank Plc et al.NatWest Group PLCconsumer protection violation2022UK-PSR£1,820,000
Nationwide Building SocietyNationwide Building Societylabour standards violation2021UK-ET£345,708
Nationwide Building SocietyNationwide Building Societyinsurance violation2020UK-CMA£0
Nationwide Building SocietyNationwide Building Societybanking violation2020UK-CMA£900,000
Nationwide Building SocietyNationwide Building Societyinsurance violation2019UK-CMA£2,000,000
Nationwide Building SocietyNationwide Building Societybanking violation2019UK-CMA£6,000,000
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2022UK-CMA£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2023UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£600,000
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2023UK-CMA£0
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
Neovia Logistics Services (UK) LimitedGoldman Sachslabour standards violation2017UK-ET£30,000
Newday Cards LimitedNewDay Limitedlabour standards violation2019UK-ET£18,599
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
Newday LimitedNewDay Limitedprivacy violation2018UK-ICO£230,000
NewDay LimitedNewDay Limitedconsumer protection violation2022UK-CMA£0
NewDay Ltd.NewDay Limitedconsumer protection violation2021UK-CMA£0
Northern Bank Limited dba Danske BankDanske Bankconsumer protection violation2022UK-CMA£0
Northern Bank LtdDanske Bankconsumer protection violation2019UK-ECNI£2,000
Norwich and Peterborough Building SocietyYorkshire Building Societyinvestor protection violation2011UK-FSA£1,400,000
Parley Court Solar Park LtdThe Renewables Infrastructure Groupenvironmental violation2015UK-EA£0
PayPal Holdings, Inc. and PayPal (Europe) Sarl et Cie SCA and PayPal SEPayPal Holdingsinvestor protection violation2019UK-CMA£250,000
PayPoint PlcPayPoint Groupenergy market violation2021UK-OFGEM£12,500,000
Pearl Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£4,982
Pearson Jones and Company (Trustees) LtdAbrdn PLCpension plan violation2017UK-TPR£600
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2018UK-TPO£0
Phoenix Life (Phoenix)Phoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Phoenix Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2019UK-TPO£500
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2018UK-TPO£500
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0