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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010£5,709,873,967
Number of Cases: 608
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£762,890,77610
NatWest Group PLC£703,562,89530
Barclays£535,912,70426
Lloyds Banking Group£468,009,03343
JPMorgan Chase£397,317,4475
Deutsche Bank£395,435,0245
HSBC£298,838,55517
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,051,53089

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . ParentOffence TypeYearAgencyPenalty Amount
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£280,965,092
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2020UK-FCA£48,308,400
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2019UK-FCA£34,344,700
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2010UK-FSA£17,500,000
Goldman Sachs InternationalGoldman Sachsrisk management failure2020UK-PRA£48,308,400
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2013UK-FCA£525,000
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2023UK-FCA£7,671,800
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2018UK-TPO£500
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2016UK-TPO£0
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
HBOS PlcLloyds Banking Grouplabour standards violation2019UK-ET£49,457
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
Henderson Investment Funds Ltd.Janus Hendersoninvestor protection violation2019UK-FCA£1,867,900
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2013UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
HSBC Bank plcHSBCforeign exchange market manipulation2014UK-FCA£216,363,000
HSBC Bank plcHSBCinvestor protection violation2011UK-FSA£10,500,000
HSBC Bank plcHSBCbanking violation2019UK-CMA£8,000,000
HSBC Bank plcHSBCbanking violation2014UK-CMA£0
HSBC Bank plcHSBCanti-money-laundering deficiencies2021UK-FCA£63,946,800
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
HSBC UK Bank plcHSBCconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
ICAP Europe LtdTP ICAP PLCinterest rate benchmark manipulation2013UK-FCA£14,000,000
ICBC Standard Bank PlcIndustrial and Commercial Bank of Chinabribery2015UK-SFO£21,730,000
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
Instinet Europe LimitedNomurainvestor protection violation2010UK-FSA£1,050,000
Integrated Financial Arrangements plcIntegraFin Holdings PLCinvestor protection violation2011UK-FSA£3,500,000
Interactive Brokers (UK)Interactive Brokers Groupinvestor protection violation2018UK-FCA£1,049,412
International Automotive Components Group LimitedInvescoworkplace safety or health violation2014UK-HSE£9,310
Invesco Asset Management Limited and Invesco Fund Managers LimitedInvescoinvestor protection violation2014UK-FCA£18,643,000
J P Morgan Securities plcJPMorgan Chaselabour standards violation2021UK-ET£1,145,247
J.P. Morgan International Bank LimitedJPMorgan Chaseinvestor protection violation2013UK-FCA£3,076,200
J.P. Morgan Securities Ltd.JPMorgan Chaseinvestor protection violation2010UK-FSA£33,320,000
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
JLT Benefit SolutionsMarsh & McLennanpension plan violation2014UK-TPO£400
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2013UK-TPO£300
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£500
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2018UK-TPO£1,000
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2017UK-TPO£500
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
JLT Specialty LimitedMarsh & McLennaninsurance violation2013UK-FCA£1,876,000
JLT Specialty LimitedMarsh & McLennananti-money-laundering deficiencies2022UK-FCA£7,881,700
JPMorgan Chase Bank N.A.JPMorgan Chaseforeign exchange market manipulation2014UK-FCA£222,166,000
JPMorgan Chase Bank N.A.JPMorgan Chaseinvestor protection violation2013UK-FCA£137,610,000
Julius Baer International LimitedJulius Baer Groupinvestor protection violation2022UK-FCA£18,022,500
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Legal & General Assurance Society LimitedLegal & General Group PLCpension plan violation2019UK-TPO£500
Liberty Mutual Insurance Europe SELiberty Mutual Insuranceinsurance violation2018UK-FCA£5,280,800
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Lloyds Bank Corporate Markets PlcLloyds Banking Groupanti-money-laundering deficiencies2022UK-JFSC£498,000
Lloyds Bank General Insurance LimitedLloyds Banking Groupinsurance violation2021UK-FCA£90,688,400
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2017UK-ET£53,922
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
Lloyds Bank plcLloyds Banking Grouplabour standards violation2022UK-ET£84,419
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Lloyds Bank plc and Bank of Scotland plcLloyds Banking Groupinterest rate benchmark manipulation2014UK-FCA£105,000,000
Lloyds Bank plc and Bank of Scotland plcLloyds Banking Groupinvestor protection violation2013UK-FCA£28,038,800
Lloyds Bank plc and Bank of Scotland plc and Black Horse LimitedLloyds Banking Groupinsurance violation2015UK-FCA£117,430,600
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupmortgage abuses2020UK-FCA£64,046,800
Lloyds Banking GroupLloyds Banking Groupinsurance violation2018UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2017UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinterest rate benchmark manipulation2014UK-PRA£7,760,000
Lloyds Banking GroupLloyds Banking Grouppension plan violation2017UK-TPO£500
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
Lloyds Banking Group plcLloyds Banking Groupinsurance violation2021UK-CMA£957,000
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Lloyds TSB Bank Plc et al.Banco de Sabadellconsumer protection violation2013UK-FSA£4,315,000
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
Mercer Human Resource Consulting plc (Mercer)Marsh & McLennanpension plan violation2011UK-TPO£5,750
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000