A J Bell Limited | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £6,000 |
A J Bell plc | AJ Bell PLC | labour standards violation | 2020 | UK-ET | £20,483 |
Abbey Life | Phoenix Group Holdings PLC | pension plan violation | 2016 | UK-TPO | £4,893 |
Abbey Life | Phoenix Group Holdings PLC | pension plan violation | 2014 | UK-TPO | £500 |
Abbey Life Assurance Company Limited | Phoenix Group Holdings PLC | pension plan violation | 2015 | UK-TPO | £8,353 |
Abbey Life Assurance Company Limited | Phoenix Group Holdings PLC | pension plan violation | 2011 | UK-TPO | £350 |
Abbey Life Assurance Company Limited | Phoenix Group Holdings PLC | pension plan violation | 2010 | UK-TPO | £2,400 |
Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited | Abrdn PLC | investor protection violation | 2013 | UK-FCA | £7,192,500 |
Aegon | Aegon | pension plan violation | 2018 | UK-TPO | £100 |
Aegon | Aegon | pension plan violation | 2016 | UK-TPO | £100 |
Aegon | Aegon | pension plan violation | 2016 | UK-TPO | £1,199 |
AEGON | Aegon | pension plan violation | 2014 | UK-TPO | £200 |
Aegon | Aegon | pension plan violation | 2014 | UK-TPO | £1,425 |
Aegon | Aegon | pension plan violation | 2013 | UK-TPO | £11,598 |
Aegon | Aegon | pension plan violation | 2012 | UK-TPO | £10,500 |
Aegon | Aegon | pension plan violation | 2011 | UK-TPO | £19,861 |
Aegon Scottish Equitable | Aegon | pension plan violation | 2012 | UK-TPO | £1,387 |
AEGON Scottish Equitable | Aegon | pension plan violation | 2011 | UK-TPO | £250 |
Aegon Scottish Equitable | Aegon | pension plan violation | 2011 | UK-TPO | £350 |
AEGON Scottish Equitable | Aegon | pension plan violation | 2010 | UK-TPO | £150 |
Aegon Scottish Equitable plc | Aegon | pension plan violation | 2012 | UK-TPO | £100 |
AIB Group (UK) plc | Allied Irish Banks | banking violation | 2020 | UK-CMA | £0 |
AIB Group (UK) plc dba First Trust Bank | Allied Irish Banks | banking violation | 2014 | UK-CMA | £0 |
AJ Bell and Legal & General Assurance Society | AJ Bell PLC | pension plan violation | 2017 | UK-TPO | £0 |
AJ Bell Investcentre | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £0 |
AJ Bell Investcentre | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £0 |
AJ Bell Investcentre | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £500 |
AJ Bell Investcentre (owned by AJ Bell Limited) | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £500 |
AJ Bell Investcentre​ | AJ Bell PLC | pension plan violation | 2023 | UK-TPO | £10,988 |
AJ Bell Ltd | AJ Bell PLC | pension plan violation | 2017 | UK-TPO | £0 |
AJ Bell Management Limited | AJ Bell PLC | pension plan violation | 2018 | UK-TPO | £0 |
AJ Bell Management Ltd | AJ Bell PLC | pension plan violation | 2016 | UK-TPO | £1,000 |
AJ Bell Self Invested Personal Pension | AJ Bell PLC | pension plan violation | 2020 | UK-TPO | £575 |
Alliance and Leicester Personal Finance Limited | Banco Santander | consumer protection violation | 2010 | UK-OFT | £0 |
Alliance Trust | Alliance Trust PLC | pension plan violation | 2018 | UK-TPO | £500 |
Allianz | Allianz | pension plan violation | 2016 | UK-TPO | £500 |
Allianz Engineering Inspection Services Ltd | Allianz | workplace safety or health violation | 2010 | UK-HSE | £14,232 |
Allianz Pension Fund Trustees Limited | Allianz | pension plan violation | 2019 | UK-TPO | £1,000 |
American Express Services Europe Limited | American Express | privacy violation | 2021 | UK-ICO | £90,000 |
American Express Services Europe Limited | American Express | consumer protection violation | 2010 | UK-OFT | £0 |
American Express Services Europe Limited | American Express | labour standards violation | 2018 | UK-ET | £3,300 |
American International Group | American International Group | environmental violation | 2016 | UK-EA | £24,076 |
AON | Aon | pension plan violation | 2013 | UK-TPO | £54,850 |
AON Hewit | Aon | pension plan violation | 2015 | UK-TPO | £1,570 |
Aon Hewitt | Aon | pension plan violation | 2012 | UK-TPO | £112 |
Aon Hewitt | Aon | pension plan violation | 2011 | UK-TPO | £250 |
Aon Hewitt Limited | Aon | pension plan violation | 2018 | UK-TPO | £250 |
Aon Hewitt Ltd | Aon | pension plan violation | 2019 | UK-TPO | £3,000 |
Aon Hewitt Ltd | Aon | pension plan violation | 2019 | UK-TPO | £2,000 |
Aon Hewitt Ltd | Aon | pension plan violation | 2014 | UK-TPO | £800 |
Aon Limited | Aon | pension plan violation | 2021 | UK-TPO | £1,000 |
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham) | Aon | pension plan violation | 2020 | UK-TPO | £0 |
Aviva | Aviva PLC | insurance violation | 2017 | UK-CMA | £0 |
Aviva | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2020 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2019 | UK-TPO | £5,549 |
Aviva | Aviva PLC | pension plan violation | 2019 | UK-TPO | £600 |
Aviva | Aviva PLC | pension plan violation | 2019 | UK-TPO | £1,100 |
Aviva | Aviva PLC | pension plan violation | 2019 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2019 | UK-TPO | £1,075 |
Aviva | Aviva PLC | pension plan violation | 2018 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2017 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2017 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2016 | UK-TPO | £1,990 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £250 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2011 | UK-TPO | £1,000 |
Aviva | Aviva PLC | pension plan violation | 2010 | UK-TPO | £250 |
Aviva | Aviva PLC | pension plan violation | 2022 | UK-TPO | £3,000 |
Aviva Insurance UK Ltd. | Aviva PLC | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
Aviva Investors Global Services Limited | Aviva PLC | investor protection violation | 2015 | UK-FCA | £17,607,000 |
Aviva Life | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2022 | UK-TPO | £500 |
Aviva Life and Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £250 |
Aviva Life Services UK Limited | Aviva PLC | pension plan violation | 2011 | UK-TPO | £900 |
Aviva Life Services UK Ltd | Aviva PLC | pension plan violation | 2010 | UK-TPO | £0 |
Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited | Aviva PLC | investor protection violation | 2016 | UK-FCA | £8,246,800 |
Aviva Staff Trustee Limited | Aviva PLC | pension plan violation | 2016 | UK-TPO | £300 |
AWP Assistance UK Ltd T/a Allianz Partners | Allianz | labour standards violation | 2020 | UK-ET | £17,859 |
AXA Insurance UK plc | AXA | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
AXA Investment Managers Ltd | AXA | labour standards violation | 2019 | UK-ET | £8,000 |
AXA PPP HEALTHCARE GROUP LTD | AXA | labour standards violation | 2020 | UK-ET | £4,128 |
AXA Wealth | Phoenix Group Holdings PLC | pension plan violation | 2015 | UK-TPO | £50 |
AXA Wealth Services Ltd | Phoenix Group Holdings PLC | investor protection violation | 2013 | UK-FCA | £1,802,200 |
Bank of America | Bank of America | environmental violation | 2016 | UK-EA | £1,033 |
Bank of America | Bank of America | environmental violation | 2016 | UK-EA | £583 |
Bank of Ireland | Bank of Ireland | consumer protection violation | 2022 | UK-CMA | £0 |
Bank of Ireland | Bank of Ireland | consumer protection violation | 2022 | UK-CMA | £0 |
Bank of Ireland UK plc | Bank of Ireland | banking violation | 2021 | UK-CMA | £0 |
Bank of Scotland | Lloyds Banking Group | banking violation | 2019 | UK-FCA | £45,500,000 |
Bank of Scotland | Lloyds Banking Group | consumer protection violation | 2012 | UK-FSA | £4,200,000 |
Bank of Scotland | Lloyds Banking Group | privacy violation | 2013 | UK-ICO | £75,000 |
Bank of Scotland Plc | Lloyds Banking Group | investor protection violation | 2011 | UK-FSA | £3,500,000 |
Bank of Tokyo Mitsubishi UFJ Limited | Mitsubishi UFJ Financial Group | internal controls deficiency | 2017 | UK-PRA | £17,850,000 |
Barclays | Barclays | consumer protection violation | 2022 | UK-CMA | £0 |
Barclays | Barclays | consumer protection violation | 2022 | UK-CMA | £1,000,000 |
Barclays | Barclays | consumer protection violation | 2022 | UK-PSR | £8,400,000 |
Barclays Bank | Barclays | pension plan violation | 2017 | UK-TPO | £0 |
Barclays Bank plc | Barclays | anti-money-laundering deficiencies | 2015 | UK-FCA | £72,069,400 |
Barclays Bank plc | Barclays | foreign exchange market manipulation | 2015 | UK-FCA | £284,432,000 |