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Violation Tracker UK Individual Case

Company: AJ Bell Management Ltd
Current Parent CompanyAJ Bell PLC
Parent at the Time of the Penalty Announcement: AJ Bell PLC
Recap of Ownership Changes: Parent was AJ Bell Holding Limited until become a public listed company in 2018.
Penalty: £1,000
Year: 2016
Date: 25 May, 2016
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Pension Plan Violation
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: investor services
Source of Data(click here)