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Violation Tracker UK Individual Case
Company: AJ Bell Investcentre
Current Parent Company:
AJ Bell PLC
Parent at the Time of the Penalty Announcement: AJ Bell PLC
Recap of Ownership Changes: Parent was AJ Bell Holding Limited until become a public listed company later in 2018.
Penalty: £500
Year: 2018
Date: 8 March, 2018
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Misquote/misinformation
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: investor services
Source of Data:
(click here)
