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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconParentOffence TypeYearAgencyPenalty Amount
Countrywide Assured Trustee Company LtdChesnara PLCpension plan violation2019UK-TPR£522
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.Rabobankinterest rate benchmark manipulation2013UK-FCA£105,000,000
Connells Residential dba Connells Estate AgentsSkipton Building Societylabour standards violation2016UK-BEIS£2,049
Connells ResidentialSkipton Building Societylabour standards violation2024UK-BEIS£17,087
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
Commerzbank AGCommerzbankanti-money-laundering deficiencies2020UK-FCA£37,805,400
Commerzbank AGCommerzbankinvestor protection violation2010UK-FSA£595,000
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£300,684
Combined Insurance Company of AmericaChubb Limitedinsurance violation2011UK-FSA£2,800,000
Co-operative Bank PlcCo-operative Bankinternal controls deficiency2015UK-PRA£0
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
Co-operative BankCo-operative Bankconsumer protection violation2023UK-CMA£0
Clydesdale Bank PLCVirgin Money UK PLCinsurance violation2015UK-FCA£20,678,300
Clydesdale Bank PLCVirgin Money UK PLCconsumer protection violation2013UK-FCA£8,904,000
Clydesdale Bank plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Close Investments LimitedClose Brothers Group PLCinvestor protection violation2010UK-FSA£98,000
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupinternal controls deficiency2019UK-PRA£43,890,000
Citigroup Global Markets LimitedCitigroupinvestor protection violation2022UK-FCA£12,553,800
Citigroup Global Markets LimitedCitigroupprice-fixing or anti-competitive practices2023UK-CMA£0
Citibank N.A.Citigrouplabour standards violation2017UK-ET£103,335
Citibank N.A.Citigroupforeign exchange market manipulation2014UK-FCA£225,575,000
Citibank N.ACitigrouplabour standards violation2020UK-ET£75,427
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupinvestor protection violation2014UK-FCA£560,000
Charles Schwab UK Ltd.Charles Schwab Corp.investor protection violation2020UK-FCA£8,963,200
Cardif PinnacleBNP Paribasinsurance violation2021UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2020UK-CMA£0
Cambus LimitedDeutsche Bankworkplace safety or health violation2013UK-HSE£555,401
CALA HOMES (MIDLANDS) LIMITEDLegal & General Group PLCenvironmental violation2013UK-EA£8,000
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Buck Consultants LimitedArthur J. Gallagher & Co.labour standards violation2022UK-EHRC£0
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
BNP Paribas Real Estate Advisory and Property Management UK LimitedBNP Paribasenvironmental violation2019UK-EA£30,000
BNP Paribas Real Estate Advisory & Property Management UK LimitedBNP Paribaslabour standards violation2023UK-BEIS£933
BNP Paribas Real Estate Advisory & Property ManageBNP Paribasworkplace safety or health violation2017UK-HSE£0
BNP Paribas London BranchBNP Paribaslabour standards violation2019UK-ET£2,081,449
BlackRock Pensions LimitedBlackRockpension plan violation2011UK-TPO£250
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
Blackrock Investment Management (UK) LimitedBlackRockinvestor protection violation2012UK-FSA£9,533,100
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Besso LimitedArdonagh Groupinvestor protection violation2014UK-FCA£315,000
Barclays Wealth ManagementBarclayspension plan violation2016UK-TPO£1,000
Barclays Stockbrokers LimitedBarclayspension plan violation2016UK-TPO£750
Barclays Services LtdBarclayslabour standards violation2019UK-ET£947,585
Barclays PLCBarclaysenvironmental violation2020UK-EA£3,000
Barclays Capital Securities LimitedBarclaysinvestor protection violation2011UK-FSA£1,127,559
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd.Barclaysconsumer protection violation2020UK-FCA£26,056,400
Barclays Bank UK plc and Barclays Bank plcBarclaysbanking violation2019UK-CMA£1,910
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
Barclays Bank UK plcBarclaysinsurance violation2018UK-CMA£0
Barclays Bank UK plcBarclaysinsurance violation2016UK-CMA£0
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Barclays Bank plcBarclaysanti-money-laundering deficiencies2015UK-FCA£72,069,400
Barclays Bank plcBarclaysforeign exchange market manipulation2015UK-FCA£284,432,000
Barclays Bank plcBarclaysinvestor protection violation2014UK-FCA£37,745,000
Barclays Bank plcBarclaysinvestor protection violation2014UK-FCA£26,033,500
Barclays Bank plcBarclaysinterest rate benchmark manipulation2012UK-FSA£59,500,000
Barclays Bank plcBarclaysinvestor protection violation2011UK-FSA£7,700,000
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
Barclays Bank PlcBarclaysconsumer protection violation2022UK-FCA£10,860,743
Barclays BankBarclayspension plan violation2017UK-TPO£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£1,000,000
BarclaysBarclaysconsumer protection violation2022UK-PSR£8,400,000
Bank of Tokyo Mitsubishi UFJ LimitedMitsubishi UFJ Financial Groupinternal controls deficiency2017UK-PRA£17,850,000
Bank of Scotland PlcLloyds Banking Groupinvestor protection violation2011UK-FSA£3,500,000
Bank of ScotlandLloyds Banking Groupbanking violation2019UK-FCA£45,500,000
Bank of ScotlandLloyds Banking Groupconsumer protection violation2012UK-FSA£4,200,000
Bank of ScotlandLloyds Banking Groupprivacy violation2013UK-ICO£75,000
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandlabour standards violation2021UK-ECNI£18,483
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£1,033
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£583
AXA Wealth Services LtdPhoenix Group Holdings PLCinvestor protection violation2013UK-FCA£1,802,200
AXA WealthPhoenix Group Holdings PLCpension plan violation2015UK-TPO£50
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
Aviva Staff Trustee LimitedAviva PLCpension plan violation2016UK-TPO£300
Aviva Pension Trustees UK Limited and Aviva Wrap UK LimitedAviva PLCinvestor protection violation2016UK-FCA£8,246,800
Aviva Life Services UK LtdAviva PLCpension plan violation2010UK-TPO£0
Aviva Life Services UK LimitedAviva PLCpension plan violation2011UK-TPO£900
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
Aviva Investors Global Services LimitedAviva PLCinvestor protection violation2015UK-FCA£17,607,000
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AvivaAviva PLCpension plan violation2023UK-TPO£0
AvivaAviva PLCinsurance violation2017UK-CMA£0
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
AvivaAviva PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£5,549
AvivaAviva PLCpension plan violation2019UK-TPO£600