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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYear sort iconAgencyPenalty Amount
Citibank N.ACitigrouplabour standards violation2020UK-ET£75,427
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£36,998
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
Barclays PLCBarclaysenvironmental violation2020UK-EA£3,000
Charles Schwab UK Ltd.Charles Schwab Corp.investor protection violation2020UK-FCA£8,963,200
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd.Barclaysconsumer protection violation2020UK-FCA£26,056,400
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2020UK-FCA£48,308,400
Commerzbank AGCommerzbankanti-money-laundering deficiencies2020UK-FCA£37,805,400
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupmortgage abuses2020UK-FCA£64,046,800
Moneybarn LtdVanquis Banking Groupconsumer protection violation2020UK-FCA£2,774,400
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2020UK-CMA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2020UK-CMA£0
Royal Bank of Scotland GroupNatWest Group PLCbanking violation2020UK-CMA£2,200,000
Metro Bank plcMetro Bank PLCbanking violation2020UK-CMA£11,400,000
Nationwide Building SocietyNationwide Building Societybanking violation2020UK-CMA£900,000
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
Standard Chartered BankStandard Charteredeconomic sanction violation2020UK-OFSI£20,471,810
Goldman Sachs InternationalGoldman Sachsrisk management failure2020UK-PRA£48,308,400
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£500
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Scottish WidowsLloyds Banking Grouppension plan violation2020UK-TPO£500
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Just Retirement LimitedJust Group PLCpension plan violation2020UK-TPO£500
RBS Retirement Savings Trustee LimitedNatWest Group PLCpension plan violation2020UK-TPO£500
AvivaAviva PLCpension plan violation2020UK-TPO£500
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
Direct Line Group Services Pension Scheme (1993)Direct Line Insurance Group PLCpension plan violation2020UK-TPR£500
Southern Water Services LimitedMacquarieenvironmental violation2020UK-EA£0
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
Nationwide Building SocietyNationwide Building Societylabour standards violation2021UK-ET£345,708
Southern Water Services LimitedMacquarieenvironmental violation2021UK-EA£0
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Lloyds Bank General Insurance LimitedLloyds Banking Groupinsurance violation2021UK-FCA£90,688,400
Virgin Money UK plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupinsurance violation2021UK-CMA£957,000
Scotwaste Recycling LimitedMacquarieworkplace safety or health violation2021UK-HSE£0
American Express Services Europe LimitedAmerican Expressprivacy violation2021UK-ICO£90,000
Mercer Limited, in its capacity as administrator of the SchemeMarsh & McLennanpension plan violation2021UK-TPO£500
HBOS plcLloyds Banking Grouppension plan violation2021UK-TPO£500
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2021UK-TPO£400
Southern Water Services Ltd Registered CompanyMacquarieenvironmental violation2021UK-EA£0
Southern Water Service LimitedMacquarieenvironmental violation2021UK-EA£0
Credit Suisse Services, AGUBSlabour standards violation2021UK-ET£20,000
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2021UK-ET£1,112,956
SOUTHERN WATER SERVICES LTDMacquariewater pollution violation2021UK-EA£90,000,000
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Credit SuisseUBSbanking violation2021UK-FCA£292,209,276
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Sunrise Brokers LLPBGC Partnersanti-money-laundering deficiencies2021UK-FCA£642,400
Metro Bank plcMetro Bank PLCinternal controls deficiency2021UK-PRA£5,376,000
PayPoint PlcPayPoint Groupenergy market violation2021UK-OFGEM£12,500,000
Standard Chartered BankStandard Charteredinternal controls deficiency2021UK-PRA£46,550,000
HSBC Bank plcHSBCanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCanti-money-laundering deficiencies2021UK-FCA£264,772,619
Danske BankDanske Bankbanking violation2021UK-CMA£0
NewDay Ltd.NewDay Limitedconsumer protection violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
J P Morgan Securities plcJPMorgan Chaselabour standards violation2021UK-ET£1,145,247
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
Associated Waste Management LimitedMacquarieworkplace safety or health violation2021UK-HSE£776,170
Southern WaterMacquariewater pollution violation2021UK-DWI£0
Bank of IrelandBank of Irelandlabour standards violation2021UK-ECNI£18,483
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Southern Water Services LimitedMacquarieenvironmental violation2022UK-EA£0
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0