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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconParentOffence TypeYearAgencyPenalty Amount
AvivaAviva PLCpension plan violation2019UK-TPO£600
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
AvivaAviva PLCpension plan violation2019UK-TPO£500
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
AvivaAviva PLCpension plan violation2018UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£500
AvivaAviva PLCpension plan violation2017UK-TPO£1,000
AvivaAviva PLCpension plan violation2016UK-TPO£1,990
AvivaAviva PLCpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2010UK-TPO£250
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
Associated Waste Management LtdMacquarieenvironmental violation2017UK-EA£112,500
Associated Waste Management LtdMacquarieenvironmental violation2017UK-EA£87,500
Associated Waste Management LtdMacquarieenvironmental violation2011UK-EA£72,000
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2018UK-HSE£0
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£14,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
Associated Waste Management LimitedMacquarieworkplace safety or health violation2021UK-HSE£776,170
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Aon Hewitt LtdAonpension plan violation2014UK-TPO£800
Aon Hewitt LimitedAonpension plan violation2018UK-TPO£250
Aon HewittAonpension plan violation2012UK-TPO£112
Aon HewittAonpension plan violation2011UK-TPO£250
AON HewitAonpension plan violation2015UK-TPO£1,570
AONAonpension plan violation2013UK-TPO£54,850
American International GroupAmerican International Groupenvironmental violation2016UK-EA£24,076
American Express Services Europe LimitedAmerican Expressprivacy violation2021UK-ICO£90,000
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
Allianz Pension Fund Trustees LimitedAllianzpension plan violation2019UK-TPO£1,000
Allianz Engineering Inspection Services LtdAllianzworkplace safety or health violation2010UK-HSE£14,232
AllianzAllianzpension plan violation2016UK-TPO£500
Alliance TrustAlliance Trust PLCpension plan violation2018UK-TPO£500
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£131,382
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£311,382
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
AJ Bell Self Invested Personal PensionAJ Bell PLCpension plan violation2020UK-TPO£575
AJ Bell Management LtdAJ Bell PLCpension plan violation2016UK-TPO£1,000
AJ Bell Management LimitedAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell LtdAJ Bell PLCpension plan violation2017UK-TPO£0
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
AJ Bell Investcentre (owned by AJ Bell Limited)AJ Bell PLCpension plan violation2018UK-TPO£500
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£500
AJ Bell and Legal & General Assurance SocietyAJ Bell PLCpension plan violation2017UK-TPO£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksbanking violation2014UK-CMA£0
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Aegon Scottish EquitableAegonpension plan violation2011UK-TPO£350
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
AegonAegonpension plan violation2018UK-TPO£100
AegonAegonpension plan violation2016UK-TPO£100
AegonAegonpension plan violation2016UK-TPO£1,199
AEGONAegonpension plan violation2014UK-TPO£200
AegonAegonpension plan violation2014UK-TPO£1,425
AegonAegonpension plan violation2013UK-TPO£11,598
AegonAegonpension plan violation2012UK-TPO£10,500
AegonAegonpension plan violation2011UK-TPO£19,861
Aberdeen Asset Managers Limited and Aberdeen Fund Management LimitedAbrdn PLCinvestor protection violation2013UK-FCA£7,192,500
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£8,353
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£350
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893
Abbey LifePhoenix Group Holdings PLCpension plan violation2014UK-TPO£500
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
A J Bell LimitedAJ Bell PLCpension plan violation2018UK-TPO£6,000