Violation Tracker UK Individual Case

Company: Barclays Stockbrokers Limited
Current Parent Company: Barclays
Penalty: £750
Year: 2016
Date: 11 November, 2016
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Failure to provide information/act on instructions
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking
Source of Data: (click here)