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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
Nexia Smith & Williamson Audit Limited accounting fraud or deficiencies2020UK-ICAEW£254,248
Lancasters (Accountants) Ltd accounting fraud or deficiencies2020UK-ICAEW£12,731
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
FSPG accounting fraud or deficiencies2020UK-ICAEW£20,731
Alun Evans accounting fraud or deficiencies2020UK-ICAEW£2,024
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
Shacter Cohen & Bor LLP accounting fraud or deficiencies2020UK-ICAEW£17,551
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Brooks Carling Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£2,100
J W Walsh Accountants 2018 Ltd accounting fraud or deficiencies2020UK-ICAEW£2,000
HW Fisher accounting fraud or deficiencies2020UK-ICAEW£69,928
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Hodge Bakshi Limited accounting fraud or deficiencies2020UK-ICAEW£50,350
Moore Kingston Smith LLP accounting fraud or deficiencies2020UK-ICAEW£5,745
Kleinman Graham accounting fraud or deficiencies2020UK-ICAEW£3,000
Forbes Dawson accounting fraud or deficiencies2020UK-ICAEW£1,400
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Benson Wood Limited accounting fraud or deficiencies2020UK-ICAEW£700
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£16,270
Bradwell & Partners accounting fraud or deficiencies2020UK-ICAEW£750
Garton Graham & Co accounting fraud or deficiencies2020UK-ICAEW£30,000
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
BSS & Co (Accountancy Services) Limited accounting fraud or deficiencies2020UK-ICAEW£700
Lawfords Consulting Limited accounting fraud or deficiencies2020UK-ICAEW£700
Montgomery Taff Ltd accounting fraud or deficiencies2020UK-ICAEW£350
Friend-James Ltd accounting fraud or deficiencies2020UK-ICAEW£1,050
Davis Bonley Limited accounting fraud or deficiencies2020UK-ICAEW£350
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
CAP Accountancy Limited accounting fraud or deficiencies2020UK-ICAEW£700
H.L. Barnes & Sons accounting fraud or deficiencies2020UK-ICAEW£700
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
Cube3 Solutions Limited accounting fraud or deficiencies2020UK-ICAEW£525
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Guilfoyle, Sage & Co accounting fraud or deficiencies2020UK-ICAEW£2,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Elliott & Company accounting fraud or deficiencies2020UK-ICAEW£1,050
Thickbroom Coventry Limited accounting fraud or deficiencies2020UK-ICAEW£6,091
J W Hinks LLP accounting fraud or deficiencies2020UK-ICAEW£2,100
Scrutton Bland LLP accounting fraud or deficiencies2020UK-ICAEW£705
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
Landau Baker Limited accounting fraud or deficiencies2020UK-ICAEW£1,988
Arnold Hill & Co LLP accounting fraud or deficiencies2020UK-ICAEW£1,530
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,400
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Agutter-Khanderia accounting fraud or deficiencies2020UK-ICAEW£500
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
R P Imray accounting fraud or deficiencies2020UK-ICAEW£1,000
BVN Partners LLP accounting fraud or deficiencies2020UK-ICAEW£6,455
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£79,940
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£33,121
Knav UK Limited accounting fraud or deficiencies2020UK-ICAEW£3,000
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
Alexander & Co accounting fraud or deficiencies2020UK-ICAEW£7,808
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
GMG Roberts accounting fraud or deficiencies2020UK-ICAEW£500
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
Hicks and Company accounting fraud or deficiencies2020UK-ICAEW£6,367
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Abrams Ashton Limited accounting fraud or deficiencies2020UK-ICAEW£537
Turner Accountancy Limited accounting fraud or deficiencies2020UK-ICAS£1,900
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2020UK-OFSI£20,471,810
Goldman Sachs InternationalGoldman Sachsfinancial servicesrisk management failure2020UK-PRA£48,308,400
G4S Care and Justice Services (UK) LtdAllied Universal Security Servicesbusiness servicesfraud2020UK-SFO£44,400,000
Purplebricks Group PLC anti-money-laundering deficiencies2020UK-HMRC£266,793
Company Advice Ltd anti-money-laundering deficiencies2020UK-HMRC£9,000
Comform Solutions Ltd anti-money-laundering deficiencies2020UK-HMRC£1,000
Alpha P Consulting Ltd anti-money-laundering deficiencies2020UK-HMRC£3,068
CIE Europe Ltd anti-money-laundering deficiencies2020UK-HMRC£1,600
Laxmi Jewellers UK Ltd anti-money-laundering deficiencies2020UK-HMRC£23,142
Belgrave Motor Company Ltd anti-money-laundering deficiencies2020UK-HMRC£2,226
Balmoral Accountancy Services (NE) Ltd anti-money-laundering deficiencies2020UK-HMRC£500
Company Address Services Ltd anti-money-laundering deficiencies2020UK-HMRC£2,500
Landmark Sales and Lettings Ltd anti-money-laundering deficiencies2020UK-HMRC£5,250
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Alexander Charles and Browne Ltd Estate Agency Business anti-money-laundering deficiencies2020UK-HMRC£0
Somexchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Horjoog Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Sumer 62 Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Yours City Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Fast Remit Ltd anti-money-laundering deficiencies2020UK-HMRC£0
New Ariana Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Newlinks London Ltd anti-money-laundering deficiencies2020UK-HMRC£0
MT Global Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Herat Money Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Zaam Foreign Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Universal Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
St Ermins Operating (UK) Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Safehaven International Limited anti-money-laundering deficiencies2020UK-GFSC£100,000