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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
K A Investment & Development Company Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Kungu Consulting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£7,000
Lettings2sales Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Morgan & Sons Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Pollock Associates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Samuels Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Sq1Re Llp EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
White And Russell LLP EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Williams Estates (North West ) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Griffiths Marshall accounting fraud or deficiencies2022UK-ICAEW£7,000
The Property Sisters Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Propertylink London Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
O’Kane Bros Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Happy Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Ginger & Sanders Property Rentals Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Copeland Residential Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Cityzen Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
Blu Sky Tax Ltd accounting fraud or deficiencies2023UK-ICAEW£7,000
IProperty Finders Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Love Homes Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
Menzies LLP accounting fraud or deficiencies2019UK-ICAEW£7,080
AEL Partners LLP accounting fraud or deficiencies2018UK-ICAEW£7,138
Blackstone Properties Group Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,200
Barnstone Accountancy & Management Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£7,200
Rawlinsons accounting fraud or deficiencies2017UK-ICAEW£7,242
Henn & Westwood accounting fraud or deficiencies2015UK-ICAEW£7,268
Oakwood Letting & Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,350
Property Company Group Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,350
Claremont’s Fine & Country Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,400
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Hodgsons accounting fraud or deficiencies2018UK-ICAEW£7,500
Brooks Mayfield Limited accounting fraud or deficiencies2018UK-ICAEW£7,500
Abbie Drew Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Urban Art Online Limited AMP anti-money-laundering deficiencies2022UK-HMRC£7,500
WTAX UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
VAT IT UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
Dronsfield Limited HVD anti-money-laundering deficiencies2021UK-HMRC£7,500
Eastend Rooms Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Eureka Moment of Realization Limited ASP anti-money-laundering deficiencies2022UK-HMRC£7,500
Almyra Consultants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£7,500
Go View Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Kalmars Commercial Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Riddell McKibben Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
Bayonne Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,600
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Isle of Man Insurance Management Limited anti-money-laundering deficiencies2020UK-IOM£7,770
Alexander & Co accounting fraud or deficiencies2020UK-ICAEW£7,808
Rebase Group Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,850
Blick Rothenberg Global Business Services Limited accounting fraud or deficiencies2020UK-ICAEW£7,924
A4G LLP accounting fraud or deficiencies2020UK-ICAEW£7,937
R & M Management (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£7,944
Dutton Moore accounting fraud or deficiencies2021UK-ICAEW£8,000
Hayward Wright Ltd accounting fraud or deficiencies2017UK-ICAEW£8,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Guernsey Insurance Brokers Limited investor protection violation2014UK-GFSC£8,000
Haysmacintyre LLP accounting fraud or deficiencies2021UK-ICAEW£8,015
Stampback Limited ASP anti-money-laundering deficiencies2023UK-HMRC£8,200
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,295
The Waterfront Accountancy Group Limited accounting fraud or deficiencies2019UK-ICAEW£8,340
Bridge Investment & Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£8,400
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,518
MBL (Business and Tax Advisers) Ltd accounting fraud or deficiencies2020UK-ICAEW£8,587
Peacheys CA Limited accounting fraud or deficiencies2019UK-ICAEW£8,613
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Frost & Company accounting fraud or deficiencies2024UK-ICAEW£8,735
Harris Bassett Limited accounting fraud or deficiencies2023UK-ICAEW£8,750
Baird Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£8,763
HJS Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£8,905
Fernie Greaves Limited EAB anti-money-laundering deficiencies2021UK-HMRC£9,000
Company Advice Ltd anti-money-laundering deficiencies2020UK-HMRC£9,000
Zaj Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£9,000
Welham Estates Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£9,000
Goldbond Associates Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£9,094
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
M Rodgerson Roofing Ltd tax violations2023UK-HMRC£9,415
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonfinancial servicesanti-money-laundering deficiencies2021UK-HMRC£9,465
Lewis Brownlee (Chichester) Limited accounting fraud or deficiencies2022UK-ICAEW£9,538
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
Cornerstone Crew Management (M.I.) Limited anti-money-laundering deficiencies2023UK-IOM£9,659
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
Hot Wok Events Limited tax violations2018UK-HMRC£9,753
Collectors Paradise tax violations2018UK-HMRC£9,764
Broadhead Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£9,768
Pizza Time tax violations2018UK-HMRC£9,852
Evans & Partners accounting fraud or deficiencies2019UK-ICAEW£9,967
KRM Scaffold Services Ltd tax violations2018UK-HMRC£9,970
Rampton Baseley New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£9,975
Clement Hughes & Co anti-money-laundering deficiencies2024UK-SRA£9,993
DSM CA Limited accounting fraud or deficiencies2020UK-ICAEW£10,000
Povey Little Limited accounting fraud or deficiencies2019UK-ICAEW£10,000
MacIntyre Hudson LLP accounting fraud or deficiencies2019UK-ICAEW£10,000
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Travelex UK Ltd economic sanction violation2019UK-OFSI£10,000
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
MoveAction Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Gillian Jason Modern and Contemporary Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000