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Violation Tracker UK Individual Case

Company: The Waterfront Accountancy Group Limited
Company City/Town: Cardiff
Company Nation/Region: England
Penalty: £8,340
Year: 2019
Date: 1 May, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: The Waterfront Accountancy Group Limited, 7 Raleigh Walk, Brigantine Place, Cardiff, CF10 4LN, has agreed to pay a regulatory penalty of £8,340 which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of Audit Regulations 2.11 and 2.03a in that the firm failed to notify ICAEW of a director's appointment within 10 business days and failed to ensure that the director held audit affiliate status.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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