Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: MacIntyre Hudson LLP
Company City/Town: London
Company Nation/Region: England
Penalty: £10,000
Year: 2019
Date: 29 March, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: MacIntyre Hudson LLP, New Bridge Street House, 30-34 New Bridge Street, London EC4V 6BJ, has agreed to pay a regulatory charge of £10,000, which was decided by the Investment Business Committee. This was in view of the firm's admitted breach of Regulations 4.15 and 2.07h for failing to comply with the disclosure and accounting requirements of the DPB (Investment Business) Handbook and ICAEW's Code of Ethics,and for the incorrect completion of the firm's annual return.
Action Type: agency action
Settlement Type: Investment Business Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)