| Nexia Smith & Williamson Audit Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £254,248 |
| Lancasters (Accountants) Ltd | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £12,731 |
| Abacus 114 Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £2,082 |
| FSPG | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £20,731 |
| Alun Evans | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £2,024 |
| B J Mistry & Co | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,050 |
| Shacter Cohen & Bor LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £17,551 |
| Salway and Wright (Spalding) Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £1,050 |
| Salway & Wright Ltd | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £1,050 |
| Brooks Carling Accountants Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £2,100 |
| J W Walsh Accountants 2018 Ltd | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £2,000 |
| HW Fisher | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £69,928 |
| Allan George Consultants | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £700 |
| Gilpin & Harding Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £5,156 |
| Chandley Robinson Ltd | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £4,200 |
| Hodge Bakshi Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £50,350 |
| Moore Kingston Smith LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £5,745 |
| Kleinman Graham | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £3,000 |
| Forbes Dawson | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,400 |
| Georgiou & Prasanna LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £4,000 |
| Benson Wood Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £700 |
| Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2020 | UK-ICAEW | £16,270 |
| Bradwell & Partners | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £750 |
| Garton Graham & Co | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £30,000 |
| Joseph Meer Ltd | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £3,586 |
| BSS & Co (Accountancy Services) Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £700 |
| Lawfords Consulting Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £700 |
| Montgomery Taff Ltd | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £350 |
| Friend-James Ltd | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,050 |
| Davis Bonley Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £350 |
| Beresfords | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £4,000 |
| CAP Accountancy Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £700 |
| H.L. Barnes & Sons | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £700 |
| Styles & Co JFC Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £700 |
| KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2020 | UK-ICAEW | £0 |
| D.C. Evans | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £1,050 |
| Cube3 Solutions Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £525 |
| Bajaj & Company | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,120 |
| K M Business Solutions Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £1,000 |
| Guilfoyle, Sage & Co | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £2,000 |
| Azets Audit Services Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £5,048 |
| Elliott & Company | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,050 |
| Thickbroom Coventry Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £6,091 |
| J W Hinks LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £2,100 |
| Scrutton Bland LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £705 |
| Connelly & Co Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £700 |
| Thompson Wright Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £266 |
| Chicksand Gordon Avis Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £5,000 |
| UHY Wingfield Slater Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £3,924 |
| KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2020 | UK-ICAEW | £6,243 |
| Landau Baker Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,988 |
| Arnold Hill & Co LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,530 |
| KPMG Channel Islands Limited | KPMG | business services | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,400 |
| Crossley & Davis | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £6,992 |
| Ensors Accountants LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £5,280 |
| Agutter-Khanderia | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £500 |
| Wheeler & Company Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £630 |
| R P Imray | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,000 |
| BVN Partners LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £6,455 |
| Wilkins Kennedy | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £79,940 |
| Wilkins Kennedy | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £33,121 |
| Knav UK Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £3,000 |
| RPG Crouch Chapman LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £42,343 |
| Alexander & Co | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £7,808 |
| Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2020 | UK-ICAEW | £1,815,000 |
| GMG Roberts | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £500 |
| Anthony Tiscoe & Co | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £4,000 |
| Hicks and Company | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £6,367 |
| Malcolm Horton & Co Limited | | | anti-money-laundering deficiencies | 2020 | UK-ICAEW | £5,267 |
| Carter Backer Winter LLP | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £3,986 |
| Abrams Ashton Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAEW | £537 |
| Turner Accountancy Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAS | £1,900 |
| RSM UK Audit LLP | RSM Group | business services | accounting fraud or deficiencies | 2020 | UK-ICAS | £104,300 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2020 | UK-OFSI | £20,471,810 |
| Goldman Sachs International | Goldman Sachs | financial services | risk management failure | 2020 | UK-PRA | £48,308,400 |
| G4S Care and Justice Services (UK) Ltd | Allied Universal Security Services | business services | fraud | 2020 | UK-SFO | £44,400,000 |
| Purplebricks Group PLC | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £266,793 |
| Company Advice Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £9,000 |
| Comform Solutions Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £1,000 |
| Alpha P Consulting Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £3,068 |
| CIE Europe Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £1,600 |
| Laxmi Jewellers UK Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £23,142 |
| Belgrave Motor Company Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £2,226 |
| Balmoral Accountancy Services (NE) Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £500 |
| Company Address Services Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £2,500 |
| Landmark Sales and Lettings Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £5,250 |
| Robert Holmes & Company (Coombe) Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £6,591 |
| Alexander Charles and Browne Ltd Estate Agency Business | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Somexchange Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Horjoog Services Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Sumer 62 Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Yours City Exchange Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Fast Remit Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| New Ariana Exchange Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Newlinks London Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| MT Global Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Herat Money Services Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Zaam Foreign Exchange Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Universal Exchange Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| St Ermins Operating (UK) Ltd | | | anti-money-laundering deficiencies | 2020 | UK-HMRC | £0 |
| Safehaven International Limited | | | anti-money-laundering deficiencies | 2020 | UK-GFSC | £100,000 |
