Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: TJM Partnership
Penalty: £2,038,700
Year: 2022
Date: 15 July, 2022
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: The FCA fined TJM £2 million in a finding that the company failed to have effective systems and controls to identify and reduce the risk of financial crime and money laundering when trading on behalf of clients of the Solo Group in 2014-2015.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
Source of Data(click here)