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Violation Tracker UK Individual Case

Company: W H Ireland Limited
Penalty: £1,200,000
Year: 2016
Date: 22 February, 2016
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: W H Ireland paid a £1.2 million fine in settlement of a finding by the FCA that the company failed to have adequate implementation of management and systems to control the risk of market abuse occurring in the financial services the firm provided.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
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