Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | UK-FCA | £163,076,224 |
Deutsche Bank AG | Deutsche Bank | interest rate benchmark manipulation | 2015 | UK-FCA | £226,800,000 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2014 | UK-FCA | £4,718,800 |
Direct Line Group Services Pension Scheme (1993) | Direct Line Insurance Group PLC | pension plan violation | 2020 | UK-TPR | £500 |
Direct Line Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2023 | UK-ET | £64,645 |
DL Insurance Services Limited | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
DL Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,649 |
DL Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £36,998 |
DL Insurance Services plc and others | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
Drax Generation Enterprise Limited | Vitol | environmental violation | 2019 | UK-SEPA | £600 |
Drax Generation Enterprise Limited | Vitol | environmental violation | 2019 | UK-SEPA | £600 |
East Kent Road Car Company Limited | Deutsche Bank | workplace safety or health violation | 2022 | UK-HSE | £0 |
East London Bus & Coach Company Ltd | Deutsche Bank | labour standards violation | 2022 | UK-ET | £13,668 |
EUI Ltd | Admiral Group | labour standards violation | 2019 | UK-ET | £40,000 |
Fidelity Investments | Fidelity Investments | pension plan violation | 2015 | UK-TPO | £100 |
Friends Life | Aviva PLC | pension plan violation | 2018 | UK-TPO | £500 |
Friends Life | Aviva PLC | pension plan violation | 2017 | UK-TPO | £500 |
Friends Life | Aviva PLC | pension plan violation | 2017 | UK-TPO | £0 |
Friends Life | Aviva PLC | pension plan violation | 2017 | UK-TPO | £1,000 |
Friends Life | Aviva PLC | pension plan violation | 2017 | UK-TPO | £500 |
Friends Life | Aviva PLC | pension plan violation | 2016 | UK-TPO | £950 |
Friends Life | Aviva PLC | pension plan violation | 2015 | UK-TPO | £100 |
Friends Life | Aviva PLC | pension plan violation | 2014 | UK-TPO | £0 |
Friends Life | Aviva PLC | pension plan violation | 2014 | UK-TPO | £900 |
Friends Life Limited | Aviva PLC | pension plan violation | 2017 | UK-TPO | £1,000 |
Friends Life Limited | Aviva PLC | pension plan violation | 2014 | UK-TPO | £0 |
Friends Life Services Limited | Aviva PLC | pension plan violation | 2014 | UK-TPO | £2,300 |
Friends Life WL Limited | Aviva PLC | pension plan violation | 2013 | UK-TPO | £200 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £12,706 |
Friends Provident Life and Pensions Limited | Aviva PLC | pension plan violation | 2010 | UK-TPO | £3,278 |
GAM International Management Ltd | GAM Holding AG | investor protection violation | 2022 | UK-FCA | £9,103,523 |
Generali Worldwide Insurance Company Limited | Assicurazioni Generali | insurance violation | 2013 | UK-GFSC | £150,000 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £0 |
Glencore Energy (UK) Ltd | Glencore | bribery | 2022 | UK-SFO | £280,965,092 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2020 | UK-FCA | £48,308,400 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2019 | UK-FCA | £34,344,700 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2010 | UK-FSA | £17,500,000 |
Goldman Sachs International | Goldman Sachs | risk management failure | 2020 | UK-PRA | £48,308,400 |
Greater Manchester Buses (South) Limited | Deutsche Bank | labour standards violation | 2018 | UK-ET | £40,354 |
Greater Manchester Buses South Ltd T/a Stagecoach Manchester | Deutsche Bank | labour standards violation | 2022 | UK-ET | £4,306 |
Guaranty Trust Bank (UK) Limited | Guaranty Trust Bank PLC | anti-money-laundering deficiencies | 2013 | UK-FCA | £525,000 |
Guaranty Trust Bank (UK) Limited | Guaranty Trust Bank PLC | anti-money-laundering deficiencies | 2023 | UK-FCA | £7,671,800 |
Hargreaves Lansdown Asset Management Limited | Hargreaves Lansdown PLC | pension plan violation | 2020 | UK-TPO | £250 |
Hargreaves Lansdown Asset Management Limited | Hargreaves Lansdown PLC | pension plan violation | 2018 | UK-TPO | £500 |
Hargreaves Lansdown Asset Management Limited | Hargreaves Lansdown PLC | pension plan violation | 2016 | UK-TPO | £0 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2017 | UK-ET | £9,114 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2020 | UK-ET | £10,828 |
HBOS plc | Lloyds Banking Group | pension plan violation | 2021 | UK-TPO | £500 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2019 | UK-ET | £49,457 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £2,140 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £22,304 |
Henderson Investment Funds Ltd. | Janus Henderson | investor protection violation | 2019 | UK-FCA | £1,867,900 |
HSBC | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC Bank Pension Trust (UK) Limited | HSBC | pension plan violation | 2017 | UK-TPO | £1,000 |
HSBC Bank Pension Trust (UK) Limited | HSBC | pension plan violation | 2013 | UK-TPO | £500 |
HSBC Bank Pension Trust (UK) Limited | HSBC | pension plan violation | 2012 | UK-TPO | £500 |
HSBC Bank Pension Trust (UK) Ltd | HSBC | pension plan violation | 2013 | UK-TPO | £150 |
HSBC Bank Plc | HSBC | labour standards violation | 2017 | UK-ET | £11,803 |
HSBC Bank plc | HSBC | foreign exchange market manipulation | 2014 | UK-FCA | £216,363,000 |
HSBC Bank plc | HSBC | investor protection violation | 2011 | UK-FSA | £10,500,000 |
HSBC Bank plc | HSBC | banking violation | 2019 | UK-CMA | £8,000,000 |
HSBC Bank plc | HSBC | banking violation | 2014 | UK-CMA | £0 |
HSBC Bank plc | HSBC | anti-money-laundering deficiencies | 2021 | UK-FCA | £63,946,800 |
HSBC Bank plc and HSBC UK Bank plc | HSBC | internal controls deficiency | 2024 | UK-PRA | £57,417,500 |
HSBC Pension Trust (UK) Ltd | HSBC | pension plan violation | 2019 | UK-TPO | £1,000 |
HSBC UK Bank Ltd | HSBC | labour standards violation | 2021 | UK-ET | £13,802 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2023 | UK-CMA | £0 |
HSBC UK Bank plc | HSBC | consumer protection violation | 2023 | UK-CMA | £0 |
ICAP Europe Ltd | TP ICAP PLC | interest rate benchmark manipulation | 2013 | UK-FCA | £14,000,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | bribery | 2015 | UK-SFO | £21,730,000 |
INFINIS (RE-GEN) LIMITED | 3i Infrastructure PLC | environmental violation | 2013 | UK-EA | £0 |
INFINIS (RE-GEN) LIMITED | 3i Infrastructure PLC | environmental violation | 2013 | UK-EA | £0 |
INFINIS (RE-GEN) LIMITED | 3i Infrastructure PLC | environmental violation | 2013 | UK-EA | £0 |
Instinet Europe Limited | Nomura | investor protection violation | 2010 | UK-FSA | £1,050,000 |
Integrated Financial Arrangements plc | IntegraFin Holdings PLC | investor protection violation | 2011 | UK-FSA | £3,500,000 |
Interactive Brokers (UK) | Interactive Brokers Group | investor protection violation | 2018 | UK-FCA | £1,049,412 |
International Automotive Components Group Limited | Invesco | workplace safety or health violation | 2014 | UK-HSE | £9,310 |
Invesco Asset Management Limited and Invesco Fund Managers Limited | Invesco | investor protection violation | 2014 | UK-FCA | £18,643,000 |
J P Morgan Securities plc | JPMorgan Chase | labour standards violation | 2021 | UK-ET | £1,145,247 |
J.P. Morgan International Bank Limited | JPMorgan Chase | investor protection violation | 2013 | UK-FCA | £3,076,200 |
J.P. Morgan Securities Ltd. | JPMorgan Chase | investor protection violation | 2010 | UK-FSA | £33,320,000 |
JLT Actuaries & Consultants Ltd | Marsh & McLennan | pension plan violation | 2013 | UK-TPO | £150 |
JLT Benefit Solutions | Marsh & McLennan | pension plan violation | 2014 | UK-TPO | £400 |
JLT Benefit Solutions Limited | Marsh & McLennan | pension plan violation | 2019 | UK-TPO | £1,000 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2020 | UK-TPO | £1,000 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2013 | UK-TPO | £300 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2012 | UK-TPO | £1,000 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2012 | UK-TPO | £1,000 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2012 | UK-TPO | £500 |
JLT Benefit Solutions Ltd (JLT) | Marsh & McLennan | pension plan violation | 2011 | UK-TPO | £0 |
JLT Benefits Solutions Limited | Marsh & McLennan | pension plan violation | 2018 | UK-TPO | £1,000 |
JLT Benefits Solutions Limited | Marsh & McLennan | pension plan violation | 2017 | UK-TPO | £500 |
JLT EB Services Limited | Marsh & McLennan | pension plan violation | 2020 | UK-TPR | £24,900 |
JLT Specialty Limited | Marsh & McLennan | insurance violation | 2013 | UK-FCA | £1,876,000 |
JLT Specialty Limited | Marsh & McLennan | anti-money-laundering deficiencies | 2022 | UK-FCA | £7,881,700 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | foreign exchange market manipulation | 2014 | UK-FCA | £222,166,000 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2013 | UK-FCA | £137,610,000 |
Julius Baer International Limited | Julius Baer Group | investor protection violation | 2022 | UK-FCA | £18,022,500 |
Just Retirement Limited | Just Group PLC | pension plan violation | 2020 | UK-TPO | £500 |