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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgency sort iconPenalty Amount
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2023UK-ET£473,148
Neovia Logistics Services (UK) LimitedGoldman Sachslabour standards violation2017UK-ET£30,000
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£20,870
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2017UK-ET£53,922
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£3,148
Citibank N.A.Citigrouplabour standards violation2017UK-ET£103,335
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,649
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
Citibank N.ACitigrouplabour standards violation2020UK-ET£75,427
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£36,998
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
EUI LtdAdmiral Grouplabour standards violation2019UK-ET£40,000
HBOS PlcLloyds Banking Grouplabour standards violation2019UK-ET£49,457
Credit Suisse Services, AGUBSlabour standards violation2021UK-ET£20,000
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2021UK-ET£1,112,956
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
The Co-Operative Bank PLCCo-operative Banklabour standards violation2019UK-ET£4,775
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Lloyds Bank plcLloyds Banking Grouplabour standards violation2022UK-ET£84,419
J P Morgan Securities plcJPMorgan Chaselabour standards violation2021UK-ET£1,145,247
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
BNP Paribas London BranchBNP Paribaslabour standards violation2019UK-ET£2,081,449
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£185,719
Greater Manchester Buses South Ltd T/a Stagecoach ManchesterDeutsche Banklabour standards violation2022UK-ET£4,306
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
East London Bus & Coach Company LtdDeutsche Banklabour standards violation2022UK-ET£13,668
Lloyds Bank PLCLloyds Banking Grouplabour standards violation2019UK-ET£711
Newday Cards LimitedNewDay Limitedlabour standards violation2019UK-ET£18,599
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
Tullett Prebon GroupTP ICAP PLClabour standards violation2019UK-ET£69,682
Barclays Services LtdBarclayslabour standards violation2019UK-ET£947,585
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£300,684
The Royal Bank of Scotland PLCNatWest Group PLClabour standards violation2018UK-ET£6,509
Greater Manchester Buses (South) LimitedDeutsche Banklabour standards violation2018UK-ET£40,354
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
National Westminster Bank plcNatWest Group PLClabour standards violation2023UK-ET£87,699
Swiss Re Corporate Solutions Services LtdSwiss Relabour standards violation2023UK-ET£1,287
Direct Line Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2023UK-ET£64,645
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2013UK-FCA£4,315,000
Lloyds Bank General Insurance LimitedLloyds Banking Groupinsurance violation2021UK-FCA£90,688,400
Charles Schwab UK Ltd.Charles Schwab Corp.investor protection violation2020UK-FCA£8,963,200
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd.Barclaysconsumer protection violation2020UK-FCA£26,056,400
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2020UK-FCA£48,308,400
Commerzbank AGCommerzbankanti-money-laundering deficiencies2020UK-FCA£37,805,400
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupmortgage abuses2020UK-FCA£64,046,800
Moneybarn LtdVanquis Banking Groupconsumer protection violation2020UK-FCA£2,774,400
Henderson Investment Funds Ltd.Janus Hendersoninvestor protection violation2019UK-FCA£1,867,900
Tullett Prebon (Europe) LimitedTP ICAP PLCinvestor protection violation2019UK-FCA£15,400,000
The Prudential Assurance Company LimitedM&G PLCinvestor protection violation2019UK-FCA£23,875,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCinvestor protection violation2019UK-FCA£30,792,500
Bank of ScotlandLloyds Banking Groupbanking violation2019UK-FCA£45,500,000
Standard Chartered BankStandard Charteredanti-money-laundering deficiencies2019UK-FCA£102,163,200
Goldman Sachs InternationalGoldman Sachsinvestor protection violation2019UK-FCA£34,344,700
UBS AGUBSinvestor protection violation2019UK-FCA£27,599,400
Santander UK plcBanco Santanderbanking violation2018UK-FCA£32,817,800
Liberty Mutual Insurance Europe SELiberty Mutual Insuranceinsurance violation2018UK-FCA£5,280,800
Vanquis Bank LimitedVanquis Banking Groupconsumer protection violation2018UK-FCA£13,852,000
Interactive Brokers (UK)Interactive Brokers Groupinvestor protection violation2018UK-FCA£1,049,412
Merrill Lynch InternationalBank of Americainvestor protection violation2017UK-FCA£34,524,000
Deutsche Bank AGDeutsche Bankanti-money-laundering deficiencies2017UK-FCA£163,076,224
Aviva Pension Trustees UK Limited and Aviva Wrap UK LimitedAviva PLCinvestor protection violation2016UK-FCA£8,246,800
Barclays Bank plcBarclaysanti-money-laundering deficiencies2015UK-FCA£72,069,400
Lloyds Bank plc and Bank of Scotland plc and Black Horse LimitedLloyds Banking Groupinsurance violation2015UK-FCA£117,430,600
Barclays Bank plcBarclaysforeign exchange market manipulation2015UK-FCA£284,432,000
Deutsche Bank AGDeutsche Bankinterest rate benchmark manipulation2015UK-FCA£226,800,000
Merrill Lynch InternationalBank of Americainvestor protection violation2015UK-FCA£13,285,900
The Bank of New York Mellon International Limited et al.Bank of New York Melloninvestor protection violation2015UK-FCA£126,000,000
Clydesdale Bank PLCVirgin Money UK PLCinsurance violation2015UK-FCA£20,678,300
Aviva Investors Global Services LimitedAviva PLCinvestor protection violation2015UK-FCA£17,607,000
UBS AGUBSforeign exchange market manipulation2014UK-FCA£233,814,000
Citibank N.A.Citigroupforeign exchange market manipulation2014UK-FCA£225,575,000
JPMorgan Chase Bank N.A.JPMorgan Chaseforeign exchange market manipulation2014UK-FCA£222,166,000
The Royal Bank of Scotland plcNatWest Group PLCforeign exchange market manipulation2014UK-FCA£217,000,000
HSBC Bank plcHSBCforeign exchange market manipulation2014UK-FCA£216,363,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCbanking violation2014UK-FCA£42,000,000
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupinvestor protection violation2014UK-FCA£560,000
Sesame LimitedAviva PLCinvestor protection violation2014UK-FCA£1,598,000
Yorkshire Building SocietyYorkshire Building Societymortgage abuses2014UK-FCA£4,135,600