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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,997,582,801
Number of Penalty Cases: 4,044
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
AstraZeneca£505,000,0001
UBS£456,138,7768
NatWest Group PLC£350,251,2569
Barclays£184,677,3698
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£167,795,0242
Goldman Sachs£148,461,5004
HSBC£146,144,4006

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Orchard Accountancy Services Limited ASP anti-money-laundering deficiencies2021UK-HMRC£10,030
Mounsey Surveyors Limited ASP anti-money-laundering deficiencies2022UK-HMRC£10,007
DSM CA Limited accounting fraud or deficiencies2020UK-ICAEW£10,000
Povey Little Limited accounting fraud or deficiencies2019UK-ICAEW£10,000
MacIntyre Hudson LLP accounting fraud or deficiencies2019UK-ICAEW£10,000
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Travelex UK Ltd economic sanction violation2019UK-OFSI£10,000
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
MoveAction Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Gillian Jason Modern and Contemporary Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Elizabeth XI Bauer Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
D S Churchill Country Limited EAB anti-money-laundering deficiencies2022UK-HMRC£10,000
Cricket Fine Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Carter Chatila Limited EAB anti-money-laundering deficiencies2022UK-HMRC£10,000
Canova Fine Arts Limited AMP anti-money-laundering deficiencies2022UK-HMRC£10,000
Canova Fine Arts Limited AMP anti-money-laundering deficiencies2023UK-HMRC£10,000
Carter Chatila Limited EAB anti-money-laundering deficiencies2023UK-HMRC£10,000
R & Fine Arts Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£10,000
Total BS Limited AMP anti-money-laundering deficiencies2023UK-HMRC£10,000
Clement Hughes & Co anti-money-laundering deficiencies2024UK-SRA£9,993
Rampton Baseley New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£9,975
KRM Scaffold Services Ltd tax violations2018UK-HMRC£9,970
Evans & Partners accounting fraud or deficiencies2019UK-ICAEW£9,967
Pizza Time tax violations2018UK-HMRC£9,852
Broadhead Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£9,768
Collectors Paradise tax violations2018UK-HMRC£9,764
Hot Wok Events Limited tax violations2018UK-HMRC£9,753
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
Cornerstone Crew Management (M.I.) Limited anti-money-laundering deficiencies2023UK-IOM£9,659
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
Lewis Brownlee (Chichester) Limited accounting fraud or deficiencies2022UK-ICAEW£9,538
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonfinancial servicesanti-money-laundering deficiencies2021UK-HMRC£9,465
M Rodgerson Roofing Ltd tax violations2023UK-HMRC£9,415
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
Peter Upton Limited accounting fraud or deficiencies2024UK-ICAEW£9,100
Goldbond Associates Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£9,094
Obaseki & Co Ltd anti-money-laundering deficiencies2024UK-SRA£9,000
Fernie Greaves Limited EAB anti-money-laundering deficiencies2021UK-HMRC£9,000
Company Advice Ltd anti-money-laundering deficiencies2020UK-HMRC£9,000
Zaj Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£9,000
Welham Estates Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£9,000
Hannides & Co Limited anti-money-laundering deficiencies2024UK-SRA£8,964
HJS Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£8,905
Baird Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£8,763
Harris Bassett Limited accounting fraud or deficiencies2023UK-ICAEW£8,750
Frost & Company accounting fraud or deficiencies2024UK-ICAEW£8,735
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Peacheys CA Limited accounting fraud or deficiencies2019UK-ICAEW£8,613
MBL (Business and Tax Advisers) Ltd accounting fraud or deficiencies2020UK-ICAEW£8,587
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,518
Bridge Investment & Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£8,400
The Waterfront Accountancy Group Limited accounting fraud or deficiencies2019UK-ICAEW£8,340
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,295
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
Stampback Limited ASP anti-money-laundering deficiencies2023UK-HMRC£8,200
Haysmacintyre LLP accounting fraud or deficiencies2021UK-ICAEW£8,015
Dutton Moore accounting fraud or deficiencies2021UK-ICAEW£8,000
Hayward Wright Ltd accounting fraud or deficiencies2017UK-ICAEW£8,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Guernsey Insurance Brokers Limited investor protection violation2014UK-GFSC£8,000
R & M Management (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£7,944
A4G LLP accounting fraud or deficiencies2020UK-ICAEW£7,937
Blick Rothenberg Global Business Services Limited accounting fraud or deficiencies2020UK-ICAEW£7,924
Rebase Group Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,850
Alexander & Co accounting fraud or deficiencies2020UK-ICAEW£7,808
Isle of Man Insurance Management Limited anti-money-laundering deficiencies2020UK-IOM£7,770
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Bayonne Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,600
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
Hodgsons accounting fraud or deficiencies2018UK-ICAEW£7,500
Brooks Mayfield Limited accounting fraud or deficiencies2018UK-ICAEW£7,500
Abbie Drew Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Urban Art Online Limited AMP anti-money-laundering deficiencies2022UK-HMRC£7,500
WTAX UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
VAT IT UK Limited ASP anti-money-laundering deficiencies2021UK-HMRC£7,500
Dronsfield Limited HVD anti-money-laundering deficiencies2021UK-HMRC£7,500
Eastend Rooms Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Eureka Moment of Realization Limited ASP anti-money-laundering deficiencies2022UK-HMRC£7,500
Almyra Consultants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£7,500
Go View Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Kalmars Commercial Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Riddell McKibben Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Claremont's Fine & Country Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,400
Oakwood Letting & Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,350
Property Company Group Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,350
Henn & Westwood accounting fraud or deficiencies2015UK-ICAEW£7,268
Rawlinsons accounting fraud or deficiencies2017UK-ICAEW£7,242
Blackstone Properties Group Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,200
Barnstone Accountancy & Management Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£7,200
AEL Partners LLP accounting fraud or deficiencies2018UK-ICAEW£7,138
Menzies LLP accounting fraud or deficiencies2019UK-ICAEW£7,080
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
Carpenter Box Limited accounting fraud or deficiencies2023UK-ICAEW£7,000
Anderson, Brown & Clarke Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Bennett And Co Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Clark & Co Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
CMC Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Doorbars EAB anti-money-laundering deficiencies2023UK-HMRC£7,000