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Violation Tracker UK Individual Case

Company: Born Associates Limited
Company City/Town: London
Company Nation/Region: England
Penalty: £5,000
Year: 2021
Date: 10 February, 2021
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: Born Associates was ordered to pay $5,000 costs by a tribunal of the Disciplinary Committee following complaints the company failed to comply with Money Laundering Regulations, client banking regulations and submission regulations.
Action Type: agency action
Agency: Institute of Chartered Accountants in England and Wales
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