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Violation Tracker UK Individual Case

Company: Moore
Company City/Town: Bath
Company Nation/Region: England
Penalty: £5,000
Year: 2017
Date: 19 January, 2017
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Moore Stephens, 30 Gay Street, Bath, BA1 2PA, has agreed to pay a regulatory penalty of £5,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 6.06 for failing to comply with an undertaking previously given to arrange for a hot file review to be carried out by a reviewer from outside the firm's network.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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